• China Securities Regulatory Commission and the Ministry of Finance Enter into Enforcement Cooperation Agreement with Public Company Accounting Oversight Board      • CSRC Approves After-hours Futures Trading Pilot      • The CSRC Strengthens Enforcement Monitoring and Early Warning Mechanism Building      • List of Fund Custodian Banks(March 2013)      • List of Fund Sales Agencies(March 2013)      • List of Fund Management Companies(March 2013)      • CSRC and CBRC Jointly Issue Administrative Measures for Securities Investment Fund Custody Business      • Self-Review and Random Sampling completed for Companies      • List of Fund Custodian Banks(February 2013)      • List of Fund Sales Agencies(February 2013)      • List of Fund Management companies(February 2013)      • The CSRC Seeks Public Comments on the Interim Rules for the Utilization and Management of Proprietary Funds by Fund Management Companies (Consultation Draft)      • The CSRC Seeks Public Comments on the Revised Drafts of the Trial Administrative Measures for Overseas Securities Investments of Qualified Domestic Institutional Investors and the Rules thereunder      • The CSRC Seeks Public Comments on the Interim Measures for Supervision over Risk Provisions of Publicly Offered Securities Investment Funds (Consultation Draft)      • The CSRC Issues the Interim Rules on Securities Investment Fund Custody Business of Non-Bank Financial Institutions      • The CSRC Releases the Interim Administrative Rules for Securities Investment Fund Sales Institutions’ Business Operations via Third Party E-commerce Platforms      • The CSRC Revises and Issues the Administrative Measures for the Sale of Securities Investment Funds and the Rules thereunder      • The CSRC Seeks Public Comments on the Administrative Rules on Equity Incentive Programs of Securities Companies (Consultation Draft)      • The CSRC Revises Rules for Quarterly Reports of GEM Companies      • The CSRC Forum On Criminal Justice Seeking Synergy From Public Security and Judicial Organs    
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Policy Interpretation
2009-10-21 CSRC News Spokesman Answers Reporters’ Questions on the “Decision on Amending Articles 14 and 19 of the ‘Measures for the Administration of Securities Registration and Clearing’ (Draft for Comment)”
2009-08-22 CSRC News Spokesman Answers Reporters’ Questions on Promulgating the “Interim Provisions on Appropriate Management of Investors on the Growth Enterprise Board Market (Draft for Comment)” and Relevant Supporting Documents
2009-05-13 CSRC News Spokesman Answers Reporters’ Questions on Release of “Interim Measures on Administration of Initial Public Offering and Listing on Growth Enterprise Board”
2009-10-22 Q& A by CSRC Spokesman on GEB Application Documents and Prospectus Norms, IPO Applications Acceptance
2009-08-22 Q&A by CSRC Spokesman on “Guidance Opinions on Further Reforming and Improving New Share Issuance System”
2009-08-22 Q&A by CSRC Spokesman on “Guidance Opinions on Further Reforming and Improving New Share Issuance System”