• CSRC Approves After-hours Futures Trading Pilot      • The CSRC Strengthens Enforcement Monitoring and Early Warning Mechanism Building      • List of Fund Custodian Banks(March 2013)      • List of Fund Sales Agencies(March 2013)      • List of Fund Management Companies(March 2013)      • CSRC and CBRC Jointly Issue Administrative Measures for Securities Investment Fund Custody Business      • Self-Review and Random Sampling completed for Companies      • List of Fund Custodian Banks(February 2013)      • List of Fund Sales Agencies(February 2013)      • List of Fund Management companies(February 2013)      • The CSRC Seeks Public Comments on the Interim Rules for the Utilization and Management of Proprietary Funds by Fund Management Companies (Consultation Draft)      • The CSRC Seeks Public Comments on the Revised Drafts of the Trial Administrative Measures for Overseas Securities Investments of Qualified Domestic Institutional Investors and the Rules thereunder      • The CSRC Seeks Public Comments on the Interim Measures for Supervision over Risk Provisions of Publicly Offered Securities Investment Funds (Consultation Draft)      • The CSRC Issues the Interim Rules on Securities Investment Fund Custody Business of Non-Bank Financial Institutions      • The CSRC Releases the Interim Administrative Rules for Securities Investment Fund Sales Institutions’ Business Operations via Third Party E-commerce Platforms      • The CSRC Revises and Issues the Administrative Measures for the Sale of Securities Investment Funds and the Rules thereunder      • The CSRC Seeks Public Comments on the Administrative Rules on Equity Incentive Programs of Securities Companies (Consultation Draft)      • The CSRC Revises Rules for Quarterly Reports of GEM Companies      • The CSRC Forum On Criminal Justice Seeking Synergy From Public Security and Judicial Organs      • The CSRC Convenes Working Meeting on Poverty Alleviation

MENU THE CSRC About CSRC News Laws & Regulations Enforcement International Affairs Market Data Fund Service Guide   Contact Us Fax: 010-66210205 Email: consult@csrc.gov.cn

LAWS & REGULATIONS ON Securities and Futures   A system of state laws, administrative regulations and department rules on the domestic markets to alert and protect the investors’ decision-making POLICY Release   The commission updates the recent announcements and decrees as well as makes explanations to relevant policies to inform investors of its latest regulatory moves Home > Laws & Regulations > Laws&Regulations on Securities and Futures State Laws | Administrative Laws | Judicial Interpretation | Department Rules | Self-regulatory Rules 2012-12-28 Securities Investment Fund Law of the People's Republic of China 2011-06-30 Individual Income Tax Law of the People's Republic of China 2007-03-06 Regulation on the Administration of Futures Trading 2003-12-27 Banking Supervision Law of the People's Republic of China 2007-03-16 Property Law of the People's Republic of China 2007-03-16 Enterprise Income Tax Law of the People's Republic of China 2006-08-27 Enterprise Bankruptcy Law of the People's Republic of China 2006-08-07 Partnership Enterprise Law of the People's Republic of China (2006 Revision) 2006-10-31 Anti-Money Laundering Law of the People's Republic of China 2005-10-27 Companies Law of the People’s Republic of China 2005-10-27 Law of the People's Republic of China on Securities 2005-10-27 Law of the People's Republic of China on Funds for Investment in Securities More 2007-05-29 Regulation on the Implementation of the Administrative Reconsideration Law of the People's Republic of China 2007-05-26 Notice of the Supreme People's Court on Implementing the Rules on Some Issues concerning the Application of Law to Enterprise Bankruptcy Cases pending Trial upon the Effectiveness of the Enterprise Bankruptcy Law of the People's Republic of China 2007-04-12 Provisions of the Supreme People's Court on Designating the Administrator during the Trial of Enterprise Bankruptcy Cases 2007-04-12 Provisions of the Supreme People's Court on Determination of the Administrator's Remunerations 2007-06-11 Several Provisions of the Supreme People's Court on the Trial of Compensation Cases for Civil Tort Involving Accounting Firms Engaging in the Audit Business 2007-05-09 Measures of the People's Republic of China for the Registration of Partnership Enterprises 2005-03-18 Circular of the Supreme People's Court on the Issue Regarding the Protection of Financial Credits According to Law and Preventing Any Loss of State-owned Assets in Civil Trial and the Enforcement Thereof 2007-06-01 The Regulation on the Disciplinary Actions against Civil Servants of Administrative Organs 2009-11-23 Approval Reply by the State Council to the Relevant Issues about Securities Investment Fund Management Companies 2009-11-23 Interim Measures for Administration of Securities and Futures Investment Consultancy 2009-11-23 Provisional Administration Measures for Stock Exchange Risk Fund 2009-07-29 Notice of the General Office of the State Council on Issues about Rigorously Cracking Down on Illegal Issuance of Stocks and Illegal Operation of Securities Business 2009-07-29 Circular of the General Office of the State Council on Doing A Better Job in Implementation of Revised Company Law and Securities Law 2009-07-29 Circular of the Scheme of Comprehensive Governance of Securities Companies Issued by the CSRC and Forwarded by the State Council 2009-07-29 Provisions of the State Council on Domestic Listing of Foreign Shares by Companies Limited by Shares 2009-07-29 Special Provisions of the State Council on Issuing and Listing of Shares Abroad by Companies Limited by Shares 2009-07-29 Notice of the State Council on Further Strengthening Management of Issuance and Listing of Shares Overseas 2009-07-29 Some Opinions of the State Council on Promoting the Reform, Opening up and Steady Growth of Capital Market 2009-07-29 Notice of the State Council on Approving and Forwarding the “Provisions on Prohibiting State-owned Enterprises and Listed Companies from Speculating in Shares” Formulated by the Securities Commission of the State Council, the People’s Bank of China and the State Economic and Trade Commission 2009-07-27 Rules on Risk Disposal of Securities Companies 2009-07-27 Rules on Supervision over Securities Companies 2009-07-26 Regulations on Administration of Futures Trading (March 14, 2008) 2009-07-26 Notice of the State Council on Approving and Forwarding CSRC’s Opinions on Improving Quality of Listed Companies (March 14, 2008) More 2005-11-21 Circular on Issues concerning Bank Deposit Investment by Money Market Funds 2005-09-30 Issues relating to the Investment by Money Market Fund in Short-Term Financing Bond 2005-08-15 Circular on Issues concerning Warrant Investment by Securities Investment Funds in the Split Share Structure Reform 2005-06-20 Circular on Issues Concerning Further Improving the Review Procedures for Capital-raising Application for Establishment of Securities Investment Funds More 2012-11-15 Guiding Opinions on the Prevention and Control of Insider Trading in Investment and Research Activities Conducted by Fund Management Companies 2012-11-12 Provisions on the Administration of Proxy Sale of Financial Products by Securities Companies 2012-11-06 Interim Provisions on Strengthening Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies 2012-10-19 Measures for the Supervision and Administration of the Professional Qualifications of Directors, Supervisors and Senior Managers of Securities Companies 2012-10-18 Measures for the Administration of the Customer Asset Management Business of Securities Companies 2012-09-28 Measures for the Supervision and Administration of Non-listed Public Companies 2012-09-26 Pilot Measures for the Asset Management Services of Fund Management Companies for Specific Clients 2012-09-24 Measures for the Management of Information Security and Assurance in the Securities and Futures Industries 2012-09-20 The Measures for the Administration of Securities Investment Fund Management Companies 2012-07-31 Measures for the Pilot Program on the Asset Management Service of Futures Companies 2012-07-25 Interim Measures for the Supervision and Administration of Integrity in the Securities and Futures Markets 2011-12-16 Measures for Pilot Domestic Securities Investment Made by RMB Qualified Foreign Institutional Investors of Fund Management Companies and Securities Companies 2011-10-26 Pilot Measures for Supervision and Administration of Refinancing Business 2011-08-25 Trial Measures for Fund Management Companies to Provide Asset Management Services for Specific Clients (2011 Revision) 2009-01-16 List of Relevant Rules for Listing in Hong Kong （July 31, 2003） 2009-01-16 List of Relevant Rules for Listing on the NYSE in U.S. (July 31, 2003) 2008-11-28 Securities Depository and Clearing Rules 2008-11-28 Securities Depository and Clearing Rules More 2009-02-12 SZSE Trading Rules 2009-02-12 SSE Trading Rules 2009-02-12 Securities Depository Rules of China Securities Depository and Clearing Corporation Limited 2009-02-12 SSE Member Management Rules 2009-02-12 SZSE Member Management Rules 2009-02-12 Administration Rules of China Securities Depository and Clearing Corporation Limited on Settlement Participants 2009-02-12 Trading Rules of China Financial Futures Exchange 2009-02-12 Interim Measures for Member Management of China Futures Association More