1.      Objects for Classification and Application Range

1.1 The companies listed on the stock exchanges of China are the basic classification units of the Guidelines on Industry Classification of Listed Companies (hereinafter referred to as the Guidelines).

1.2 The Guidelines specify the classification principles, coding methods, frames as well as operation and maintenance systems of listed companies.

1.3 The Guidelines are non-compulsory standards and applicable for the relevant authorities and departments in the securities industries to calculate, analyze and work on the classification information of the listed companies.

2.      Classification principle and method

2.1 The operating incomes of the listed companies are used as the classification standard, and the relevant financial data are the data in the consolidated financial statements audited by the accounting firms.

2.2 Classification method

2.2.1       If the ratio of the operating income of a company in certain business is more than or equal to 50%, the company will be included into the corresponding industry of the business.

2.2.2       When the ratio of the operating income of a company in any business is less than 50%, if the ratio of the operating income in certain business is higher than that of other business by 30%, the company will be included into the corresponding industry of the business; otherwise, it will be included into the comprehensive type.

3.      Coding method

3.1 The Guidelines classify the economic activities of the listed companies into Category and Type, and Class is used as the supporting classification reference. Since the listed companies are mainly in the manufacturing industry, the Guidelines add an auxiliary grade between the Category and Type (Sub-category). Correspondingly, the overall coding adopts the hierarchy coding method, the class coding adopts the sequence coding method: asending single letter coding for Category, single letter plus digit coding for Sub-category under manufacturing industry, single letter plus two digits coding for Type, single letter plus 4 digits coding for Class.

3.2 For the comprehensive type with “other” characters in each Type, the code for such type is the code of the corresponding Type pluse two digits “99”.

3.3 The Type and Class both adopt skip code for the adding and adjustment of the types in the future.

4.      Administrative authorities and responsibilities

4.1 The main responsibilities of the CSRC are as follows:

A)    Formulate, revise and optimize the Guidelines

B)    Interprete the Guidelines and the relevant systems

C)    Put on records the category division of the stock exchange for the listed companies

4.2 The stock exchange is responsible for the implementation of the classification guidelines. Its main responsibilities are as follows:

A)    Execute the daily administation for the category change of the listed companies

B)    Periodically report the confirmation result of the categories of the listed companies to the CSRC

5.      Implementation measures

5.1 The Guidelines shall come into effect on the date of issue.

5.2 The confirmation method for the category of the listed companies is as follows.

5.2.1       For the listed company, the stock exchange will classify the company based on the Survey on the Industry Information of the Listed Companies filled and submiited by the listed company (attached below, hereinafter referred to as the Survey) according to the classification principles of the Guidelines.

5.2.2       For the company intended for listing, the relevant company shall fill and submit the Survey to the stock exchange when submitting the listing application documents, and the stock exchange will classify the company according to the classification principles of the Guidelines.

5.2.3       Without the approval of the stock exchange, the listed company shall not change its category. In case major change is made to the business of the listed company because of merge or replacement, the listed company shall submit written application and the Survey to the stock exchange, so that the stock exchange will change the category of the company according to the Guidelines.

5.2.4       The Guidelines shall be observed when the CSRC and the local securities administration departments prepare statistic reports and make public announcements.

5.2.5       The Guidelines shall be observed when the stock exchanges prepare statistic reports and make public announcements related to the category of the listed companies.

6. Classification structure and codes

　　A Agriculture, forestry, livestock farming, fishery

　　　　A01 Agriculture

　　　　A0101 Planting

　　　　A0199 Other agricultures

　　　　A03 Forestry

　　　　A05 Livestock farming

　　　　A0501 Livestock breeding and grazing

　　　　A0505 Poultry farming

　　　　A0599 Other livestock farming

　　　　A07 Fishery

　　　　A0701 Marine fishery

　　　　A0705 Freshwater fishery

　　　　A09 Agriculture, forestry, livestock farm and fishery service

　　　　A0901 Agriculture service

　　　　A0905 Forestry service

　　　　A0915 Livestock farming and veterinarian service

　　　　A0920 Fishery service

　　　　A0999 Other agriculture, forestry, livestock farm and fishery services

　　B Mining

　　　　B01 Coal mining and dressing

　　　　B0101 Coal mining

　　　　B0105 Coal dressing

　　　　B03 Petroleum and natural gas extraction

　　　　B0301 Crude oil extraction

　　　　B0305 Natural gas extraction

　　　　B0310 Oil shale washing

　　　　B05 Ferrous metal ore mining

　　　　B0501 Iron ore mining

　　　　B0599 Other ferrous metal ores mining

　　　　B07 Non-ferrous metal ore mining

　　　　B0701 Heavy non-ferrous metal ore mining

　　　　B0715 Light non-ferrous metal ore mining

　　　　B0730 Noble metal ores mining

　　　　B0740 Uncommon lanthanon metal ores mining

　　　　B09 Non-metallic mineral mining

　　　  B0901 Stone mining

　　　　B0911 Chemical Mineral Mining

　　　　B0921 Salt Extraction

　　　　B0999 Other non-metallic minerals mining

　　　　B49 Other minerals mining and dressing

　　　　B50 Mining service

　　　　B5001 Coal mining and dressing service

　　　　B5003 Petroleum and natural gas extraction service

　　　　B5005 Ferrous metal ore mining service

　　　　B5007 Non-ferrous metal ore mining service

　　　　B5009 Non-metallic minerals mining service

　　　　B5099 Other minerals mining and dressing service

　　C Manufacturing

　　　　C0 Food and beverage

　　　　C01 Food processing

　　　　C0101 Food and feedstuff processing

　　　　C0111 Vegetable oil processing

　　　　C0115 Sugar manufacturing

　　　　C0120 Slaughtering, meat and egg processing

　　　　C0125 Water goods processing

　　　　C0130 Salt processing

　　　　C0199 Other processing industry

　　　　C03 Foodstuff manufacturing

　　　　C0301 Cakes and candies manufacturing

　　　　C0310 Dairy Products manufacturing

　　　　C0320 Canned food manufacturing 

　　　　C0330 Fermented Products manufacturing

　　　　C0340 Condiments manufacturing

　　　　C0399 Other Foodstuff manufacturing industries

　　　　C05 Beverage manufacturing

　　　　C0501 Alcohol &wine manufacturing

　　　　C0510 Soft drink manufacturing

　　　　C0520 Tea manufacturing

　　　　C0599 Other beverage manufacturing industries

　　　　C1 Textile, clothes and fur

　　　　C11 Textile

　　　　C1101 Fibre material initial processing

　　　　C1105 Cotton spinning and weaving

　　　　C1110 Wool spinning and weaving

　　　　C1115 Hemp spinning and weaving

　　　　C1120 Silk spinning and weaving

　　　　C1125 Knitted products

　　　　C1199 Other knitted products

　　　　C13 Manufacturers of clothes and other fibre products

　　　　C1301 Clothes manufacturing

　　　　C1320 Hats manufacturing

　　　　C1340 Shoes manufacturing

　　　　C1399 Other fibre products manufacturing

　　　　C14 Manufacturing of leather, fur, feather and other products

　　　　C1401 Leather manufacturing

　　　　C1405 Leather products manufacturing

　　　　C1410 Fur tanning and fur product

　　　　C1415 Feather (down) processing and products

　　　　C2 Timber and furniture

　　　　C21 Timber processing and bamboo, cane, palm, straw products

　　　　C2101 Sawn and chipped wood processing

　　　　C2105 Artificial boards manufacturing

　　　　C2110 Wood products

　　　　C2115 Bamboo, cane, palm, straw products

　　　　C25 furniture manufacturing

　　　　C2501 Wooden furniture manufacturing

　　　　C2505 Bamboo and cane furniture manufacturing

　　　　C2510 Metal furniture manufacturing

　　　　C2525 Plastic furniture manufacturing

　　　　C2599 Other furniture manufacturing

　　　　C3 Paper making and printing

　　　　C31 Paper making and paper products

　　　　C3101 Pulp manufacturing

　　　　C3105 Paper making

　　　　C3110 Paper products

　　　　C35 Printing

　　　　C37 Cultural, educational and sports products manufacturing

　　　　C3701 Cultural products manufacturing

　　　　C3710 Sports products manufacturing

　　　　C3799 Other cultural, educational products Manufacturing

　　　　C4 Petroleum, chemistry, rubber and plastic

　　　　C41 Oil processing and refining

　　　　C4101 Man-made crude oil production

　　　　C4105 Crude oil processing

　　　　C4110 Petroleum products

　　　　C4115 Refining

　　　　C43 Chemical material and products manufacturing

　　　　C4301 Basic chemical materials manufacturing

　　　　C4310 Chemical fertilizers manufacturing

　　　　C4320 Chemical pesticides manufacturing

　　　　C4330 Organic chemical products manufacturing

　　　　C4350 Synthetic materials manufacturing

　　　　C4360 Special chemical products manufacturing

　　　　C4370 Daily-use chemical products Manufacturing

　　　　C47 Chemical fibres Manufacturing

　　　　C4701 Fibre materials Manufacturing

　　　　C4705 Synthetic fibres Manufacturing

　　　　C4710 Fishing tools and fishing tools materials manufacturing

　　　　C48 Rubber manufacturing

　　　　C4801 Tyres manufacturing

　　　　C4805 Middle weight tyres manufacturing

　　　　C4810 Rubber boards, pipelines and belts manufacturing

　　　　C4815 Rubber parts manufacturing

　　　　C4820 Regenerated rubber manufacturing

　　　　C4825 Rubber boots manufacturing

　　　　C4830 Rubber articles for daily use

　　　　C4835 Rubber fixing up industries

　　　　C4899 Other rubber products industries

　　　　C49 Plastic manufacturing

　　　　C4901 Plastic film manufacturing

　　　　C4905 Plastic boards, pipelines and clubs manufacturing

　　　　C4910 Plastic thread, rope, and weaved products manufacturing

　　　　C4915 Plastic foams, man-made leather and synthetic leather Manufacturing

　　　　C4920 Plastic boxes and receptacles Manufacturing

　　　　C4925 Plastic shoes manufacturing

　　　　C4930 Daily use plastic sundry goods manufacturing

　　　　C4935 Plastic parts manufacturing

　　　　C4999 Other plastics manufacturing

　　　　C5 Electronic

　　　　C51 Electronic parts and components manufacturing

　　　　C5110 Electronic parts manufacturing

　　　　C5115 Electronic components manufacturing

　　　　C55 Daily use electronic equipment manufacturing

　　　　C57 Other electronic equipment manufacturing

　　　　C59 Electronic equipment repair

　　　　C6 Metal and non-metal

　　　　C61 Non-metal mineral products

　　　　C6101 Cement manufacturing

　　　　C6105 Cement and asbestos cement products

　　　　C6115 Tile and limestone and naphtha construction materials manufacturing

　　　　C6120 Glass and glass products

　　　　C6125 Ceramics

　　　　C6130 Fireproof materials

　　　　C6150 Graphite and carbon products

　　　　C6160 Mineral fibre products

　　　　C6199 Other non-metal mineral products

　　　　C65 Ferrous metal foundries and presses

　　　　C6501 Iron smelting

　　　　C6505 Steel smelting

　　　　C6510 Steel pressing

　　　　C6515 Ferroalloy smelting

　　　　C67 Non-ferrous metal foundries and presses

　　　　C6701 Heavy non-ferrous metal foundries

　　　　C6715 Light non-ferrous metal foundries

　　　　C6730 Noble metal foundries

　　　　C6740 Uncommon metal foundries

　　　　C6750 Non-ferrous metal alloy

　　　　C6760 Non-ferrous metal pressing

　　　　C69 Metal products

　　　　C6901 Metallic structures manufacturing

　　　　C6905 Cost-iron pipe manufacturing

　　　　C6910 Tool manufacturing

　　　　C6920 Containers and metallic packed articles manufacturing

　　　　C6925 Metal rope and product manufacturing

　　　　C6930 Metal products for construction use

　　　　C6935 Surface Treating and Heat Treating

　　　　C6999 Other metal products

　　　　C7 Machinery, equipment and instrument

　　　　C71 Common machines manufacturing

　　　　C7101 Boilers and motors manufacturing

　　　　C7105 Metal processing machines manufacturing

　　　　C7110 General Equipment manufacturing

　　　　C7115 Axletree and valve manufacturing

　　　　C7120 Other common parts manufacturing

　　　　C7125 Castings manufacturing

　　　　C73 Special equiment manufacturing

　　　　C7301 Manufacturing of special equipment for metallurgy, mining and electromechanical industries

　　　　C7310 Manufacturing of special equipment for petrochemical and other industries

　　　　C7320 Manufacturing of special equipment for Textile and other light industries

　　　　C7325 Manufacturing of agriculture, forestry, livestock breeding, fishery and water conservancy machines manufacturing

　　　　C7340 Medical treatment apparatus manufacturing

　　　　C7350 Other special equiment manufacturing

　　　　C7355 Special machine and equipment repair

　　　　C75 Traffic equipment manufacturing

　　　　C7501 Railway transportation equipment manufacturing

　　　　C7505 Automobile manufacturing

　　　　C7510 Motorcycle manufacturing

　　　　C7515 Bicycle manufacturing

　　　　C7520 Trolleybus manufacturing

　　　　C7525 Ship manufacturing

　　　　C7530 Aircraft and spacecraft manufacturing

　　　　C7540 Other traffic equipment manufacturing

　　　　C7545 Traffic equipment repair

　　　　C76 Electric equipment and parts manufacturing

　　　　C7601 Electric machines manufacturing

　　　　C7610 Power transmission and distribution and controlling device manufacturing

　　　　C7615 Electrician apparatus manufacturing

　　　　C7620 Daily use electric appliance manufacturing

　　　　C7630 Lighting implements manufacturing

　　　　C7640 Other electric equipment manufacturing

　　　　C7645 Electric equipment repair

　　　　C78 Instrument, meter, stationery and office  machine manufacturing

　　　　C7801 General purpose instrument, meter manufacturing

　　　　C7805 Special instrument, meter manufacturing

　　　　C7810 Electronic measuring instrument manufacturing

　　　　C7815 Measuring instrument manufacturing

　　　　C7820 Stationery and office machine manufacturing

　　　　C7825 Clocks manufacturing

　　　　C7835 Other instrument and meter manufacturing

　　　　C7840 Instrument, meter, stationery and office machine repair

　　　　C8 Medicine and biological products

　　　　C81 Medicine manufacturing

　　　　C8101 Chemical medicine manufacturing

　　　　C8105 Chemical medicine preparation manufacturing

　　　　C8110 Chinese herbs and Chinese patent drug manufacturing

　　　　C8115 Animal medicine manufacturing

　　　　C85 Biological products

　　　　C8501 Biological medicine manufacturing

　　　　C8599 Other biological products

　　　　C99 Other manufacturing

　　D Electric power, gas and water production and supply

　　　　D01 Electric power, steam and hot water production and supply

　　　　D0101 Power manufacturing

　　　　D0105 Power supply

　　　　D0110 Steam, hot water production and supply

　　　　D03 Gas production and supply

　　　　D0301 Gas production

　　　　D0305 Gas supply

　　　　D05 Tap water production and supply

　　　　D0501 Tap water production

　　　　D0505 Tap water supply

　　E Construction

　　　　E01 Civil engineering works construction

　　　　E0101 Housing construction

　　　　E0105 Mine construction

　　　　E0110 Railway, highway, tunnel and bridge construction

　　　　E0115 Dyke, power plant and dock construction

　　　　E0103 Pipes, lines and equipment installation

　　　　E0199 Other civil engineering works construction

　　　　E05 Building fitting up and decoration

　　F Transport and storage

　　　　F01 Railway transport

　　　　F03 Highway transport

　　　　F0301 Automobile transport

　　　　F0399 Other highway transport

　　　　F05 Pipeline transport

　　　　F07 Waterway transport

　　　　F0701 Ocean transport

　　　　F0705 Coastal transport

　　　　F0710 Inland river and lake transport

　　　　F0799 Other waterway transport

　　　　F09 Air transport

　　　　F0901 Air transport of passengers and goods

　　　　F0910 General aviation

　　　　F11 Transportion subsidiary service

　　　　F1101 Highway management and maintanance

　　　　F1105 Port service

　　　　F1110 Waterway transport subsidiary service

　　　　F1115 Airport and air transport subsidiary service

　　　　F1120 Loading, unloading and handling

　　　　F1199 Other transport subsidiary services

　　　　F19 Other transport

　　　　F21 Storage

　　G Information Technology

　　　　G81 Communications and related equipment manufacturing

　　　　G8101 Commuications equipment manufacturing

　　　　G8110 Radar manufacturing

　　　　G8115 Broadcasting and TV equipment manufacturing

　　　　G8120 Communications equipment repair

　　　　G83 Computer and related equipment manufacturing

　　　　G8301 Electronic computer manufacturing

　　　　G8310 Computer-related equipment manufacturing

　　　　G8335 Computer repair

　　　　G85 Communications service

　　　　G8501 Telecommunications service

　　　　G8599 Other communications services

　　　　G87 Computer application service

　　　　G8701 Computer software development and consulting

　　　　G8705 Computer network development, maintenance and consulting

　　　　G8710 Computer equipment maintenance and consulting

　　　　G8799 Other computer application services

　　H Wholesale and retail trade

　　　　H01 Wholesale of food, beverage, tobacco and household products

　　　　H0101 Wholesale of food, beverage and tobacco

　　　　H0110 Wholesale of cotton, hemp, native and livestock products

　　　　H0120 Wholesale of textile products, clothing, shoes and hats

　　　　H0130 Wholesale of daily consumer goods

　　　　H0140 Wholesale of daily sundry articles

　　　　H0150 Wholesale of hardware, transport, electric and chemical products

　　　　H0160 Wholesale of medicine and medical appliances

　　　　H03 Wholesale of energy, materials, machinery and electronic equipment

　　　　H0301 Wholesale of energy products

　　　　H0305 Wholesale of chemical materials

　　　　H0310 Wholesale of timber

　　　　H0315 Wholesale of building materials

　　　　H0320 Wholesale of mineral products

　　　　H0325 Wholesale of metal materials

　　　　H0330 Wholesale of machinery and electronic equipment

　　　　H0335 Wholesale of automobiles, motorcycles and parts

　　　　H0340 Wholesale of recycled materials

　　　　H09 Other wholesale trades

　　　　H11 Retail trade

　　　　H1101 Retail of food, beverage and tobacco

　　　　H1120 Retail of textile products, clothing, shoes and hats

　　　　H1130 Retail of daily consumer goods

　　　　H1140 Retail of daily sundry articles

　　　　H1150 Retail of hardware, transport, electric and chemical products

　　　　H1160 Retail of medicine and medical appliances

　　　　H1170 Retail of books, newspapers and magazines

　　　　H1199 Other retail trades

　　　　H21 Commercial brokerage and agency service

　　I Finance and insurance

　　　　I01 Banking

　　　　I0101 Policy bank

　　　　I0105 Cooperative bank

　　　　I0110 Wholly state-funded commercial bank

　　　　I0199 Other commercial banks

　　　　I11 Insurance

　　　　I1101 Life insurance

　　　　I1110 Property insurance

　　　　I1115 Reinsurance

　　　　I1199 Other insurance carriers

　　　　I21 Securities and futures

　　　　I2101 Stock exchange

　　　　I2111 Securities brokerage company

　　　　I2121 Comprehensive securities companies

　　　　I2151 Futures Exchange

　　　　I2161 Futures brokerage company

　　　　I2199 Other securities and futures industries

　　　　I31 Financial trust industry

　　　　I41 Fund industry

　　　　I99 Other financial industries

　　J Real estate

　　　　J01 Real estate development and operation

　　　　J05 Real estate management

　　　　J09 Real estate intermediary service

　　　　J0901 Real estate brokerage

　　　　J0920 Real estate appraisal

　　　　J0930 Real estate consulting

　　　　J0999 Other real estate intermediary services

　　K Social service

　　　　K01 Public facilities service

　　　　K0101 Urban public transport

　　　　K0199 Other public facilities services

　　　　K10 Postal service

　　　　K20 Professional, scientific research service

　　　　K2001 Legal service

　　　　K2005 Advertising service

　　　　K2010 Accounting, statistical and audit consulting service

　　　　K2015 Construction, engineering consulting service

　　　　K2020 Professional design service

　　　　K2025 Management, science and technology consulting service

　　　　K2030 Social survey

　　　　K2035 Scientific and technological development service

　　　　K2099 Other professional, scientific research services

　　　　K30 Catering industry

　　　　K32 Hotel industry

　　　　K34 Travel industry

　　　　K36 Recreational service

　　　　K37 Hygiene, health care and nursing service

　　　　K39 Leasing service

　　　　K99 Other social services

　　L Communication and Cultural Industry

　　　　L01 Publishing industry

　　　　L0101 Books, newspapers, magazines and materials publication

　　　　L0110 Software publication

　　　　L0199 Other publishing industries

　　　　L05 Audio-video industry

　　　　L0501 Vocal music products

　　　　L0505 Image products

　　　　L10 Broadcasting, movie and television

　　　　L1001 Broadcasting

　　　　L1005 Movie

　　　　L1010 Television

　　　　L15 Art

　　　　L20 Information dissemination service

　　　　L2001 Information, data collection service

　　　　L2005 Data processing

　　　　L2099 Other information dissemination services

　　　　L99 Other communication and cultural industries

　　M Comprehensive

Appendix:
              Survey on the Industry Information of Listed Companies.doc