简体版
Guidelines on Industry Classification of Listed Companies
19-12-2006

1.      Objects for Classification and Application Range

1.1 The companies listed on the stock exchanges of China are the basic classification units of the Guidelines on Industry Classification of Listed Companies (hereinafter referred to as the Guidelines).

1.2 The Guidelines specify the classification principles, coding methods, frames as well as operation and maintenance systems of listed companies.

1.3 The Guidelines are non-compulsory standards and applicable for the relevant authorities and departments in the securities industries to calculate, analyze and work on the classification information of the listed companies.

2.      Classification principle and method

2.1 The operating incomes of the listed companies are used as the classification standard, and the relevant financial data are the data in the consolidated financial statements audited by the accounting firms.

2.2 Classification method

2.2.1       If the ratio of the operating income of a company in certain business is more than or equal to 50%, the company will be included into the corresponding industry of the business.

2.2.2       When the ratio of the operating income of a company in any business is less than 50%, if the ratio of the operating income in certain business is higher than that of other business by 30%, the company will be included into the corresponding industry of the business; otherwise, it will be included into the comprehensive type.

3.      Coding method

3.1 The Guidelines classify the economic activities of the listed companies into Category and Type, and Class is used as the supporting classification reference. Since the listed companies are mainly in the manufacturing industry, the Guidelines add an auxiliary grade between the Category and Type (Sub-category). Correspondingly, the overall coding adopts the hierarchy coding method, the class coding adopts the sequence coding method: asending single letter coding for Category, single letter plus digit coding for Sub-category under manufacturing industry, single letter plus two digits coding for Type, single letter plus 4 digits coding for Class.

3.2 For the comprehensive type with “other” characters in each Type, the code for such type is the code of the corresponding Type pluse two digits “99”.

3.3 The Type and Class both adopt skip code for the adding and adjustment of the types in the future.

4.      Administrative authorities and responsibilities

4.1 The main responsibilities of the CSRC are as follows:

A)    Formulate, revise and optimize the Guidelines

B)    Interprete the Guidelines and the relevant systems

C)    Put on records the category division of the stock exchange for the listed companies

4.2 The stock exchange is responsible for the implementation of the classification guidelines. Its main responsibilities are as follows:

A)    Execute the daily administation for the category change of the listed companies

B)    Periodically report the confirmation result of the categories of the listed companies to the CSRC

5.      Implementation measures

5.1 The Guidelines shall come into effect on the date of issue.

5.2 The confirmation method for the category of the listed companies is as follows.

5.2.1       For the listed company, the stock exchange will classify the company based on the Survey on the Industry Information of the Listed Companies filled and submiited by the listed company (attached below, hereinafter referred to as the Survey) according to the classification principles of the Guidelines.

5.2.2       For the company intended for listing, the relevant company shall fill and submit the Survey to the stock exchange when submitting the listing application documents, and the stock exchange will classify the company according to the classification principles of the Guidelines.

5.2.3       Without the approval of the stock exchange, the listed company shall not change its category. In case major change is made to the business of the listed company because of merge or replacement, the listed company shall submit written application and the Survey to the stock exchange, so that the stock exchange will change the category of the company according to the Guidelines.

5.2.4       The Guidelines shall be observed when the CSRC and the local securities administration departments prepare statistic reports and make public announcements.

5.2.5       The Guidelines shall be observed when the stock exchanges prepare statistic reports and make public announcements related to the category of the listed companies.

6. Classification structure and codes

  A Agriculture, forestry, livestock farming, fishery

    A01 Agriculture

    A0101 Planting

    A0199 Other agricultures

    A03 Forestry

    A05 Livestock farming

    A0501 Livestock breeding and grazing

    A0505 Poultry farming

    A0599 Other livestock farming

    A07 Fishery

    A0701 Marine fishery

    A0705 Freshwater fishery

    A09 Agriculture, forestry, livestock farm and fishery service

    A0901 Agriculture service

    A0905 Forestry service

    A0915 Livestock farming and veterinarian service

    A0920 Fishery service

    A0999 Other agriculture, forestry, livestock farm and fishery services

  B Mining

    B01 Coal mining and dressing

    B0101 Coal mining

    B0105 Coal dressing

    B03 Petroleum and natural gas extraction

    B0301 Crude oil extraction

    B0305 Natural gas extraction

    B0310 Oil shale washing

    B05 Ferrous metal ore mining

    B0501 Iron ore mining

    B0599 Other ferrous metal ores mining

    B07 Non-ferrous metal ore mining

    B0701 Heavy non-ferrous metal ore mining

    B0715 Light non-ferrous metal ore mining

    B0730 Noble metal ores mining

    B0740 Uncommon lanthanon metal ores mining

    B09 Non-metallic mineral mining

     B0901 Stone mining

    B0911 Chemical Mineral Mining

    B0921 Salt Extraction

    B0999 Other non-metallic minerals mining

    B49 Other minerals mining and dressing

    B50 Mining service

    B5001 Coal mining and dressing service

    B5003 Petroleum and natural gas extraction service

    B5005 Ferrous metal ore mining service

    B5007 Non-ferrous metal ore mining service

    B5009 Non-metallic minerals mining service

    B5099 Other minerals mining and dressing service

  C Manufacturing

    C0 Food and beverage

    C01 Food processing

    C0101 Food and feedstuff processing

    C0111 Vegetable oil processing

    C0115 Sugar manufacturing

    C0120 Slaughtering, meat and egg processing

    C0125 Water goods processing

    C0130 Salt processing

    C0199 Other processing industry

    C03 Foodstuff manufacturing

    C0301 Cakes and candies manufacturing

    C0310 Dairy Products manufacturing

    C0320 Canned food manufacturing 

    C0330 Fermented Products manufacturing

    C0340 Condiments manufacturing

    C0399 Other Foodstuff manufacturing industries

    C05 Beverage manufacturing

    C0501 Alcohol & wine manufacturing

    C0510 Soft drink manufacturing

    C0520 Tea manufacturing

    C0599 Other beverage manufacturing industries

    C1 Textile, clothes and fur

    C11 Textile

    C1101 Fibre material initial processing

    C1105 Cotton spinning and weaving

    C1110 Wool spinning and weaving

    C1115 Hemp spinning and weaving

    C1120 Silk spinning and weaving

    C1125 Knitted products

    C1199 Other knitted products

    C13 Manufacturers of clothes and other fibre products

    C1301 Clothes manufacturing

    C1320 Hats manufacturing

    C1340 Shoes manufacturing

    C1399 Other fibre products manufacturing

    C14 Manufacturing of leather, fur, feather and other products

    C1401 Leather manufacturing

    C1405 Leather products manufacturing

    C1410 Fur tanning and fur product

    C1415 Feather (down) processing and products

    C2 Timber and furniture

    C21 Timber processing and bamboo, cane, palm, straw products

    C2101 Sawn and chipped wood processing

    C2105 Artificial boards manufacturing

    C2110 Wood products

    C2115 Bamboo, cane, palm, straw products

    C25 furniture manufacturing

    C2501 Wooden furniture manufacturing

    C2505 Bamboo and cane furniture manufacturing

    C2510 Metal furniture manufacturing

    C2525 Plastic furniture manufacturing

    C2599 Other furniture manufacturing

    C3 Paper making and printing

    C31 Paper making and paper products

    C3101 Pulp manufacturing

    C3105 Paper making

    C3110 Paper products

    C35 Printing

    C37 Cultural, educational and sports products manufacturing

    C3701 Cultural products manufacturing

    C3710 Sports products manufacturing

    C3799 Other cultural, educational products Manufacturing

    C4 Petroleum, chemistry, rubber and plastic

    C41 Oil processing and refining

    C4101 Man-made crude oil production

    C4105 Crude oil processing

    C4110 Petroleum products

    C4115 Refining

    C43 Chemical material and products manufacturing

    C4301 Basic chemical materials manufacturing

    C4310 Chemical fertilizers manufacturing

    C4320 Chemical pesticides manufacturing

    C4330 Organic chemical products manufacturing

    C4350 Synthetic materials manufacturing

    C4360 Special chemical products manufacturing

    C4370 Daily-use chemical products Manufacturing

    C47 Chemical fibres Manufacturing

    C4701 Fibre materials Manufacturing

    C4705 Synthetic fibres Manufacturing

    C4710 Fishing tools and fishing tools materials manufacturing

    C48 Rubber manufacturing

    C4801 Tyres manufacturing

    C4805 Middle weight tyres manufacturing

    C4810 Rubber boards, pipelines and belts manufacturing

    C4815 Rubber parts manufacturing

    C4820 Regenerated rubber manufacturing

    C4825 Rubber boots manufacturing

    C4830 Rubber articles for daily use

    C4835 Rubber fixing up industries

    C4899 Other rubber products industries

    C49 Plastic manufacturing

    C4901 Plastic film manufacturing

    C4905 Plastic boards, pipelines and clubs manufacturing

    C4910 Plastic thread, rope, and weaved products manufacturing

    C4915 Plastic foams, man-made leather and synthetic leather Manufacturing

    C4920 Plastic boxes and receptacles Manufacturing

    C4925 Plastic shoes manufacturing

    C4930 Daily use plastic sundry goods manufacturing

    C4935 Plastic parts manufacturing

    C4999 Other plastics manufacturing

    C5 Electronic

    C51 Electronic parts and components manufacturing

    C5110 Electronic parts manufacturing

    C5115 Electronic components manufacturing

    C55 Daily use electronic equipment manufacturing

    C57 Other electronic equipment manufacturing

    C59 Electronic equipment repair

    C6 Metal and non-metal

    C61 Non-metal mineral products

    C6101 Cement manufacturing

    C6105 Cement and asbestos cement products

    C6115 Tile and limestone and naphtha construction materials manufacturing

    C6120 Glass and glass products

    C6125 Ceramics

    C6130 Fireproof materials

    C6150 Graphite and carbon products

    C6160 Mineral fibre products

    C6199 Other non-metal mineral products

    C65 Ferrous metal foundries and presses

    C6501 Iron smelting

    C6505 Steel smelting

    C6510 Steel pressing

    C6515 Ferroalloy smelting

    C67 Non-ferrous metal foundries and presses

    C6701 Heavy non-ferrous metal foundries

    C6715 Light non-ferrous metal foundries

    C6730 Noble metal foundries

    C6740 Uncommon metal foundries

    C6750 Non-ferrous metal alloy

    C6760 Non-ferrous metal pressing

    C69 Metal products

    C6901 Metallic structures manufacturing

    C6905 Cost-iron pipe manufacturing

    C6910 Tool manufacturing

    C6920 Containers and metallic packed articles manufacturing

    C6925 Metal rope and product manufacturing

    C6930 Metal products for construction use

    C6935 Surface Treating and Heat Treating

    C6999 Other metal products

    C7 Machinery, equipment and instrument

    C71 Common machines manufacturing

    C7101 Boilers and motors manufacturing

    C7105 Metal processing machines manufacturing

    C7110 General Equipment manufacturing

    C7115 Axletree and valve manufacturing

    C7120 Other common parts manufacturing

    C7125 Castings manufacturing

    C73 Special equiment manufacturing

    C7301 Manufacturing of special equipment for metallurgy, mining and electromechanical industries

    C7310 Manufacturing of special equipment for petrochemical and other industries

    C7320 Manufacturing of special equipment for Textile and other light industries

    C7325 Manufacturing of agriculture, forestry, livestock breeding, fishery and water conservancy machines manufacturing

    C7340 Medical treatment apparatus manufacturing

    C7350 Other special equiment manufacturing

    C7355 Special machine and equipment repair

    C75 Traffic equipment manufacturing

    C7501 Railway transportation equipment manufacturing

    C7505 Automobile manufacturing

    C7510 Motorcycle manufacturing

    C7515 Bicycle manufacturing

    C7520 Trolleybus manufacturing

    C7525 Ship manufacturing

    C7530 Aircraft and spacecraft manufacturing

    C7540 Other traffic equipment manufacturing

    C7545 Traffic equipment repair

    C76 Electric equipment and parts manufacturing

    C7601 Electric machines manufacturing

    C7610 Power transmission and distribution and controlling device manufacturing

    C7615 Electrician apparatus manufacturing

    C7620 Daily use electric appliance manufacturing

    C7630 Lighting implements manufacturing

    C7640 Other electric equipment manufacturing

    C7645 Electric equipment repair

    C78 Instrument, meter, stationery and office  machine manufacturing

    C7801 General purpose instrument, meter manufacturing

    C7805 Special instrument, meter manufacturing

    C7810 Electronic measuring instrument manufacturing

    C7815 Measuring instrument manufacturing

    C7820 Stationery and office machine manufacturing

    C7825 Clocks manufacturing

    C7835 Other instrument and meter manufacturing

    C7840 Instrument, meter, stationery and office machine repair

    C8 Medicine and biological products

    C81 Medicine manufacturing

    C8101 Chemical medicine manufacturing

    C8105 Chemical medicine preparation manufacturing

    C8110 Chinese herbs and Chinese patent drug manufacturing

    C8115 Animal medicine manufacturing

    C85 Biological products

    C8501 Biological medicine manufacturing

    C8599 Other biological products

    C99 Other manufacturing

  D Electric power, gas and water production and supply

    D01 Electric power, steam and hot water production and supply

    D0101 Power manufacturing

    D0105 Power supply

    D0110 Steam, hot water production and supply

    D03 Gas production and supply

    D0301 Gas production

    D0305 Gas supply

    D05 Tap water production and supply

    D0501 Tap water production

    D0505 Tap water supply

  E Construction

    E01 Civil engineering works construction

    E0101 Housing construction

    E0105 Mine construction

    E0110 Railway, highway, tunnel and bridge construction

    E0115 Dyke, power plant and dock construction

    E0103 Pipes, lines and equipment installation

    E0199 Other civil engineering works construction

    E05 Building fitting up and decoration

  F Transport and storage

    F01 Railway transport

    F03 Highway transport

    F0301 Automobile transport

    F0399 Other highway transport

    F05 Pipeline transport

    F07 Waterway transport

    F0701 Ocean transport

    F0705 Coastal transport

    F0710 Inland river and lake transport

    F0799 Other waterway transport

    F09 Air transport

    F0901 Air transport of passengers and goods

    F0910 General aviation

    F11 Transportion subsidiary service

    F1101 Highway management and maintanance

    F1105 Port service

    F1110 Waterway transport subsidiary service

    F1115 Airport and air transport subsidiary service

    F1120 Loading, unloading and handling

    F1199 Other transport subsidiary services

    F19 Other transport

    F21 Storage

  G Information Technology

    G81 Communications and related equipment manufacturing

    G8101 Commuications equipment manufacturing

    G8110 Radar manufacturing

    G8115 Broadcasting and TV equipment manufacturing

    G8120 Communications equipment repair

    G83 Computer and related equipment manufacturing

    G8301 Electronic computer manufacturing

    G8310 Computer-related equipment manufacturing

    G8335 Computer repair

    G85 Communications service

    G8501 Telecommunications service

    G8599 Other communications services

    G87 Computer application service

    G8701 Computer software development and consulting

    G8705 Computer network development, maintenance and consulting

    G8710 Computer equipment maintenance and consulting

    G8799 Other computer application services

  H Wholesale and retail trade

    H01 Wholesale of food, beverage, tobacco and household products

    H0101 Wholesale of food, beverage and tobacco

    H0110 Wholesale of cotton, hemp, native and livestock products

    H0120 Wholesale of textile products, clothing, shoes and hats

    H0130 Wholesale of daily consumer goods

    H0140 Wholesale of daily sundry articles

    H0150 Wholesale of hardware, transport, electric and chemical products

    H0160 Wholesale of medicine and medical appliances

    H03 Wholesale of energy, materials, machinery and electronic equipment

    H0301 Wholesale of energy products

    H0305 Wholesale of chemical materials

    H0310 Wholesale of timber

    H0315 Wholesale of building materials

    H0320 Wholesale of mineral products

    H0325 Wholesale of metal materials

    H0330 Wholesale of machinery and electronic equipment

    H0335 Wholesale of automobiles, motorcycles and parts

    H0340 Wholesale of recycled materials

    H09 Other wholesale trades

    H11 Retail trade

    H1101 Retail of food, beverage and tobacco

    H1120 Retail of textile products, clothing, shoes and hats

    H1130 Retail of daily consumer goods

    H1140 Retail of daily sundry articles

    H1150 Retail of hardware, transport, electric and chemical products

    H1160 Retail of medicine and medical appliances

    H1170 Retail of books, newspapers and magazines

    H1199 Other retail trades

    H21 Commercial brokerage and agency service

  I Finance and insurance

    I01 Banking

    I0101 Policy bank

    I0105 Cooperative bank

    I0110 Wholly state-funded commercial bank

    I0199 Other commercial banks

    I11 Insurance

    I1101 Life insurance

    I1110 Property insurance

    I1115 Reinsurance

    I1199 Other insurance carriers

    I21 Securities and futures

    I2101 Stock exchange

    I2111 Securities brokerage company

    I2121 Comprehensive securities companies

    I2151 Futures Exchange

    I2161 Futures brokerage company

    I2199 Other securities and futures industries

    I31 Financial trust industry

    I41 Fund industry

    I99 Other financial industries

  J Real estate

    J01 Real estate development and operation

    J05 Real estate management

    J09 Real estate intermediary service

    J0901 Real estate brokerage

    J0920 Real estate appraisal

    J0930 Real estate consulting

    J0999 Other real estate intermediary services

  K Social service

    K01 Public facilities service

    K0101 Urban public transport

    K0199 Other public facilities services

    K10 Postal service

    K20 Professional, scientific research service

    K2001 Legal service

    K2005 Advertising service

    K2010 Accounting, statistical and audit consulting service

    K2015 Construction, engineering consulting service

    K2020 Professional design service

    K2025 Management, science and technology consulting service

    K2030 Social survey

    K2035 Scientific and technological development service

    K2099 Other professional, scientific research services

    K30 Catering industry

    K32 Hotel industry

    K34 Travel industry

    K36 Recreational service

    K37 Hygiene, health care and nursing service

    K39 Leasing service

    K99 Other social services

  L Communication and Cultural Industry

    L01 Publishing industry

    L0101 Books, newspapers, magazines and materials publication

    L0110 Software publication

    L0199 Other publishing industries

    L05 Audio-video industry

    L0501 Vocal music products

    L0505 Image products

    L10 Broadcasting, movie and television

    L1001 Broadcasting

    L1005 Movie

    L1010 Television

    L15 Art

    L20 Information dissemination service

    L2001 Information, data collection service

    L2005 Data processing

    L2099 Other information dissemination services

    L99 Other communication and cultural industries

  M Comprehensive

Appendix:
              Survey on the Industry Information of Listed Companies.doc

 



Contact Us | Related Links | Legal Notice | Sitemap
Add:Focus Place 19,Jin Rong Street,West District Beijing 100033
© 2008 China Securities Regulatory Commission All Rights Reserved
Best viewed at 1024*768 screen resolution with Internet Explorer 6.0