• China Securities Regulatory Commission and the Ministry of Finance Enter into Enforcement Cooperation Agreement with Public Company Accounting Oversight Board      • CSRC Approves After-hours Futures Trading Pilot      • The CSRC Strengthens Enforcement Monitoring and Early Warning Mechanism Building      • List of Fund Custodian Banks(March 2013)      • List of Fund Sales Agencies(March 2013)      • List of Fund Management Companies(March 2013)      • CSRC and CBRC Jointly Issue Administrative Measures for Securities Investment Fund Custody Business      • Self-Review and Random Sampling completed for Companies      • List of Fund Custodian Banks(February 2013)      • List of Fund Sales Agencies(February 2013)      • List of Fund Management companies(February 2013)      • The CSRC Seeks Public Comments on the Interim Rules for the Utilization and Management of Proprietary Funds by Fund Management Companies (Consultation Draft)      • The CSRC Seeks Public Comments on the Revised Drafts of the Trial Administrative Measures for Overseas Securities Investments of Qualified Domestic Institutional Investors and the Rules thereunder      • The CSRC Seeks Public Comments on the Interim Measures for Supervision over Risk Provisions of Publicly Offered Securities Investment Funds (Consultation Draft)      • The CSRC Issues the Interim Rules on Securities Investment Fund Custody Business of Non-Bank Financial Institutions      • The CSRC Releases the Interim Administrative Rules for Securities Investment Fund Sales Institutions’ Business Operations via Third Party E-commerce Platforms      • The CSRC Revises and Issues the Administrative Measures for the Sale of Securities Investment Funds and the Rules thereunder      • The CSRC Seeks Public Comments on the Administrative Rules on Equity Incentive Programs of Securities Companies (Consultation Draft)      • The CSRC Revises Rules for Quarterly Reports of GEM Companies      • The CSRC Forum On Criminal Justice Seeking Synergy From Public Security and Judicial Organs    
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LAWS & REGULATIONS ON
Securities and Futures
 
A system of state laws, administrative regulations and department rules on the domestic markets to alert and protect the investors’ decision-making

POLICY
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The commission updates the recent announcements and decrees as well as makes explanations to relevant policies to inform investors of its latest regulatory moves

Home > Laws & Regulations > Laws&Regulations on Securities and Futures > Department Rules
Department Rules
2012-11-15 Guiding Opinions on the Prevention and Control of Insider Trading in Investment and Research Activities Conducted by Fund Management Companies
2012-11-12 Provisions on the Administration of Proxy Sale of Financial Products by Securities Companies
2012-11-06 Interim Provisions on Strengthening Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies
2012-10-19 Measures for the Supervision and Administration of the Professional Qualifications of Directors, Supervisors and Senior Managers of Securities Companies
2012-10-18 Measures for the Administration of the Customer Asset Management Business of Securities Companies
2012-09-28 Measures for the Supervision and Administration of Non-listed Public Companies
2012-09-26 Pilot Measures for the Asset Management Services of Fund Management Companies for Specific Clients
2012-09-24 Measures for the Management of Information Security and Assurance in the Securities and Futures Industries
2012-09-20 The Measures for the Administration of Securities Investment Fund Management Companies
2012-07-31 Measures for the Pilot Program on the Asset Management Service of Futures Companies
2012-07-25 Interim Measures for the Supervision and Administration of Integrity in the Securities and Futures Markets
2011-12-16 Measures for Pilot Domestic Securities Investment Made by RMB Qualified Foreign Institutional Investors of Fund Management Companies and Securities Companies
2011-10-26 Pilot Measures for Supervision and Administration of Refinancing Business
2011-08-25 Trial Measures for Fund Management Companies to Provide Asset Management Services for Specific Clients (2011 Revision)
2009-01-16 List of Relevant Rules for Listing in Hong Kong （July 31, 2003）
2009-01-16 List of Relevant Rules for Listing on the NYSE in U.S. (July 31, 2003)
2008-11-28 Securities Depository and Clearing Rules
2008-11-28 Securities Depository and Clearing Rules