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CSRC Approves After-hours Futures Trading Pilot
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The CSRC Strengthens Enforcement Monitoring and Early Warning Mechanism Building
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List of Fund Custodian Banks(March 2013)
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List of Fund Sales Agencies(March 2013)
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List of Fund Management Companies(March 2013)
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CSRC and CBRC Jointly Issue Administrative Measures for Securities Investment Fund Custody Business
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Self-Review and Random Sampling completed for Companies
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List of Fund Custodian Banks(February 2013)
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List of Fund Sales Agencies(February 2013)
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List of Fund Management companies(February 2013)
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The CSRC Seeks Public Comments on the Interim Rules for the Utilization and Management of Proprietary Funds by Fund Management Companies (Consultation Draft)
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The CSRC Seeks Public Comments on the Revised Drafts of the Trial Administrative Measures for Overseas Securities Investments of Qualified Domestic Institutional Investors and the Rules thereunder
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The CSRC Seeks Public Comments on the Interim Measures for Supervision over Risk Provisions of Publicly Offered Securities Investment Funds (Consultation Draft)
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The CSRC Issues the Interim Rules on Securities Investment Fund Custody Business of Non-Bank Financial Institutions
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The CSRC Releases the Interim Administrative Rules for Securities Investment Fund Sales Institutions’ Business Operations via Third Party E-commerce Platforms
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The CSRC Revises and Issues the Administrative Measures for the Sale of Securities Investment Funds and the Rules thereunder
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The CSRC Seeks Public Comments on the Administrative Rules on Equity Incentive Programs of Securities Companies (Consultation Draft)
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The CSRC Revises Rules for Quarterly Reports of GEM Companies
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The CSRC Forum On Criminal Justice Seeking Synergy From Public Security and Judicial Organs
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The CSRC Convenes Working Meeting on Poverty Alleviation
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LAWS & REGULATIONS ON
Securities and Futures
A system of state laws, administrative regulations and department rules on the domestic markets to alert and protect the investors’ decision-making
POLICY
Release
The commission updates the recent announcements and decrees as well as makes explanations to relevant policies to inform investors of its latest regulatory moves
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Laws & Regulations
State Laws
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Administrative Laws
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Judicial Interpretation
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Department Rules
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Self-regulatory Rules
2012-12-28
Securities Investment Fund Law of the People's Republic of China
2011-06-30
Individual Income Tax Law of the People's Republic of China
2007-03-06
Regulation on the Administration of Futures Trading
2003-12-27
Banking Supervision Law of the People's Republic of China
2007-03-16
Property Law of the People's Republic of China
More
2007-05-29
Regulation on the Implementation of the Administrative Reconsideration Law of the People's Republic of China
2007-05-26
Notice of the Supreme People's Court on Implementing the Rules on Some Issues concerning the Application of Law to Enterprise Bankruptcy Cases pending Trial upon the Effectiveness of the Enterprise Bankruptcy Law of the People's Republic of China
2007-04-12
Provisions of the Supreme People's Court on Designating the Administrator during the Trial of Enterprise Bankruptcy Cases
2007-04-12
Provisions of the Supreme People's Court on Determination of the Administrator's Remunerations
2007-06-11
Several Provisions of the Supreme People's Court on the Trial of Compensation Cases for Civil Tort Involving Accounting Firms Engaging in the Audit Business
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2005-11-21
Circular on Issues concerning Bank Deposit Investment by Money Market Funds
2005-09-30
Issues relating to the Investment by Money Market Fund in Short-Term Financing Bond
2005-08-15
Circular on Issues concerning Warrant Investment by Securities Investment Funds in the Split Share Structure Reform
2005-06-20
Circular on Issues Concerning Further Improving the Review Procedures for Capital-raising Application for Establishment of Securities Investment Funds
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2012-11-15
Guiding Opinions on the Prevention and Control of Insider Trading in Investment and Research Activities Conducted by Fund Management Companies
2012-11-12
Provisions on the Administration of Proxy Sale of Financial Products by Securities Companies
2012-11-06
Interim Provisions on Strengthening Supervision over Abnormal Stock Trading Related to the Material Asset Reorganizations of Listed Companies
2012-10-19
Measures for the Supervision and Administration of the Professional Qualifications of Directors, Supervisors and Senior Managers of Securities Companies
2012-10-18
Measures for the Administration of the Customer Asset Management Business of Securities Companies
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2009-02-12
SZSE Trading Rules
2009-02-12
SSE Trading Rules
2009-02-12
Securities Depository Rules of China Securities Depository and Clearing Corporation Limited
2009-02-12
SSE Member Management Rules
2009-02-12
SZSE Member Management Rules
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Announcements
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Decrees
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Policy Interpretation
2013-03-01
CSRC Announcement [2013] No.14
2013-02-17
CSRC Announcement [2013] No.9
2013-01-31
CSRC Announcement [2013] No.8
2013-01-23
CSRC Announcement [2013] No.6
2013-01-07
CSRC Announcement [2013] No.5
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2013-03-01
[CSRC Decree No.90]
2013-01-18
[CSRC Decree No.89]
2012-10-19
[CSRC Decree No.88]The Decision on Amending the Measures for the Supervision and Administration of the Qualifications of Directors, Supervisors and Senior Managers of Securities Companies
2012-10-18
[CSRC Decree No.87]Measures for the Administration of the Customer Asset Management Business of Securities Companies
2012-10-11
[CSRC Decree No.86]Decision on Amending the Rules for the Establishment of Foreign-shared Securities Companies
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2009-10-21
CSRC News Spokesman Answers Reporters’ Questions on the “Decision on Amending Articles 14 and 19 of the ‘Measures for the Administration of Securities Registration and Clearing’ (Draft for Comment)”
2009-08-22
CSRC News Spokesman Answers Reporters’ Questions on Promulgating the “Interim Provisions on Appropriate Management of Investors on the Growth Enterprise Board Market (Draft for Comment)” and Relevant Supporting Documents
2009-05-13
CSRC News Spokesman Answers Reporters’ Questions on Release of “Interim Measures on Administration of Initial Public Offering and Listing on Growth Enterprise Board”
2009-10-22
Q& A by CSRC Spokesman on GEB Application Documents and Prospectus Norms, IPO Applications Acceptance
2009-08-22
Q&A by CSRC Spokesman on “Guidance Opinions on Further Reforming and Improving New Share Issuance System”
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