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List of MOUs Signed between CSRC and Overseas Authorities (As of the end of February 2012 )
15-03-2012

 

No.

Date

Foreign Regulators

MOU Titles

 Place

1

19 Jun 1993

Hong Kong Securities and Futures Commission

Memorandum of Regulatory Cooperation

Beijing

2

28 Apr 1994

U. S. Securities and Exchange Commission

MOU Regarding Cooperation, Consultation and the Provision of Technical Assistance

Beijing

3

4 July 1995

Hong Kong Securities and Futures Commission

Memorandum of Regulatory Cooperation Concerning Futures

Beijing

4

30 Nov 1995

Monetary Authority of Singapore

MOU on Cooperation and Exchange of Information on Regulation of Securities and Futures Activities

Singapore

5

23 May 1996

Australian Securities Commission

MOU Regarding Securities and Futures Regulatory Cooperation 

Canberra

6

7 Oct 1996

UK HM Treasury, Securities and Investments Board

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

7

18 Mar 1997

Ministry of Finance, Japan

Memorandum of Understanding

Tokyo

8

18 Apr 1997

Securities Commission of Malaysia

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

9

13 Nov 1997

Comissao de Valores Mobiliarios , Brazil

Memorandum of Understanding

Beijing

10

22 Dec 1997

Securities and Stock Market State Commission, Ukraine

MOU Regarding Securities Regulatory Cooperation

Beijing

11

4 Mar 1998

Commission des opérations debourse,France

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

12

18 May 1998

Commissariat aux Bourses, Luxemburg

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

13

8 Oct 1998

Bundesaufsichtsamt fürden Wertpapiemandel, Germany

MOU Regarding Securities Regulatory Cooperation

Frankfurt

14

3 Nov 1999

Commissione Nazionale per Ie Societa e la Borsa, Italy

MOU Regarding Securities and Futures Regulatory Cooperation

Rome

15

22 Jun 2000

Capital Market Authority of Egypt

MOU Regarding Securities Regulatory Cooperation

By courier

16

19 Jun 2001

Financial Supervisory Commission, Korea

Arrangement Regarding Securities and Futures Regulatory Cooperation

Beijing

17

18 Jan 2002

U. S. Commodity Futures Trading Commission

Futures regulatory cooperation MOU

Washington D.C.

18

27 Jun 2002

Romania National Securities Commission

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

19

29 Oct 2002

Financial Services Board , South Africa

MOU Regarding Securities and Futures Regulatory Cooperation

Pretoria

20

1 Nov 2002

Netherlands Authority for the Financial Markets

MOU Regarding Securities and Futures Regulatory Cooperation

By courier

21

26 Nov 2002

Belgium Banking and Finance Com mission

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

22

21 Mar 2003

The Participating Members of Canadian Securities Administrators

MOU Regarding Securities and Futures Regulatory Cooperation

By courier

23

22 May 2003

Swiss Federal Banking Commission

MOU Regarding Securities and Futures Regulatory Cooperation

By courier

24

9 Dec 2003

Indonesian Capital Market Supervisory Agency (BAPEPAM)

MOU In Relation to Mutual Assistance and Exchange of Information

Jakarta

25

20 Feb 2004

New Zealand Securities Commission

MOU Regarding Securities and Futures Regulatory Cooperation

Wellington

26

14 Oct 2004

Indonesian Commodity Futures Trading

Futures regulatory cooperation MOU

Beijing

27

26 Oct 2004

Portugal Securities Market Commission (CMVM)

MOU Regarding Securities and Futures Regulatory Cooperation

Montreal

28

14 Jun 2005

Nigeria Securities and Exchange Commission

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

29

27 Jun 2005

State Securities Commission of Vietnam

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

30

15 Sep 2006

Securities & Exchange Board of India

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

31

20 Sep 2006

Comisión Nacional de Valores of Argentina (CNV)

MOU Regarding Securities and Futures Regulatory Cooperation

Shanghai

32

20 Sep 2006

Jordan Securities Commission

MOU Regarding Securities and Futures Regulatory Cooperation

Shanghai

33

26 Sep 2006

Financial Supervisory Authority of Norway ( Kredittilsynet )

MOU Regarding Securities and Futures Regulatory Cooperation

Oslo

34

10 Nov 2006

Capital Markets Board of Turkey(SPK)

MOU Regarding Securities and Futures Regulatory Cooperation

Istanbul

35

21 Nov 2006

Forward Markets Commission of India

MOU Regarding Commodity Futures Regulatory Cooperation

New Delhi

36

6 Dce 2006

Emirate Securities and Commodities Authority

MOU Regarding Securities and Futures Regulatory Cooperation

By courier

37

12 Apr 2007

Securities Exchange Commission, Thailand

MOU Regarding Securities and Futures Regulatory Cooperation

Bombay

38

15 Jan 2008

Financial Market Authority (FMA), Liechtenstein

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

39

24 Jan 2008

Financial Regulatory Commission of Mongolia

MOU Regarding Securities Regulatory Cooperation

Beijing

40

8 Aug 2008

Russian Federal Financial Markets Service (FFMS)

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

41

27 Sep 2008

Dubai Financial Services Authority

MOU Regarding Securities and Futures Regulatory Cooperation

Dubai

42

23 Oct 2008

Irish Financial Services Regulatory Authority (IFSRA)

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

43

30 Oct 2008

Austrian Financial Market Authority (FMA)

MOU Regarding Securities and Futures Regulatory Cooperation

By courier

44

6 Oct 2009

Spanish National Securities Market Commission

MOU Regarding Securities and Futures Regulatory Cooperation

Basel

45

16 Nov 2009

Financial Supervisory Commission of Chinese Taipei

MOU Regarding Cross-Strait Regulatory Cooperation on Securities and Futures

By courier

46

26 Jan 2010

Malta Financial Services

MOU Regarding Securities and Futures Regulatory Cooperation

Valletta

47

5 May 2010

Kuwait Stock Exchange Committee

MOU Regarding Securities and Futures Regulatory Cooperation

Kuwait City

48

17 Dec 2010

Securities and Exchange Commission of Pakistan

MOU Regarding Securities and Futures Regulatory Cooperation

Islamabad

49

29 Mar 2011

Israel Securities Authority

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

50

7 April 2011

Qatar Financial Markets Authority

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

51

19 Sep 2011

Securities and Exchange Commission of Lao PDR

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

 



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