No.

Date

Overseas Authorities

MOU Titles

Place

1

1993.6.19

Hong Kong Securities and Futures Commission

Memorandum of Regulatory Cooperation

Beijing

2

1994.4.28

U.S. Securities and Exchange Commission

MOU Regarding Cooperation, Consultation and the Provision of Technical Assistance

Beijing

3

1995.7.4

Hong Kong Securities and Futures Commission

Memorandum of Regulatory Cooperation Concerning Futures

Beijing

4

1995.11.30

Monetary Authority of Singapore

MOU on Cooperation and Exchange of Information on Regulation of Securities and Futures Activities

Singapore

5

1996.5.23

Australian Securities Commission

MOU Regarding Securities and Futures Regulatory Cooperation

Canberra

6

1996.10.7

UK HM Treasury, Securities and Investments Board

MOU on Mutual Assistance and the Exchange of Information Concerning Regulatory Cooperation in Securities and Futures Matters

Beijing

7

1997.3.18

Ministry of Finance, Japan

Memorandum of Understanding

Tokyo

8

1997.4.18

Securities Commission of Malaysia

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

9

1997.11.13

Comissao de Valores Mobiliarios, Brazil

Memorandum of Understanding

Beijing

10

1997.12.22

Ukraine Securities and Stock Market State Commission

MOU Regarding Securities Regulatory Cooperation

Beijing

11

1998.3.4

Commission des opérations de bourse, France

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

12

1998.5.18

Commissariat aux Bourses, Luxemburg

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

13

1998.10.8

Bundesaufsichtsamt für den Wertpapierhandel, Germany

MOU Regarding Securities Regulatory Cooperation

Frankfurt

14

1999.11.3

Commissione Nazionale per le Societả e la Borsa, Italy

MOU Regarding Securities and Futures Regulatory Cooperation

Rome

15

2000.6.22

Capital Market Authority of Egypt

MOU Regarding Securities Regulatory Cooperation

by courier

16

2001.6.19

Financial Supervisory Commission, Korea

Arrangement Regarding Securities and Futures Regulatory Cooperation

Beijing

17

2002.1.18

U.S. Commodity Futures Trading Commission

Futures regulatory cooperation MOU

Washington

18

2002.6.27

Romania National Securities Commission

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

19

2002.10.29

Financial Services Board, South Africa

MOU Regarding Securities and Futures Regulatory Cooperation

Pretoria

20

2002.11.1

Netherlands Authority for the Financial Markets

MOU on the Exchange of Information

by courier

21

2002.11.26

Belgium Banking and Finance Commission

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

22

2003.3.21

The Participating Members of Canadian Securities Administrators

MOU Regarding Securities and Futures Regulatory Cooperation

by courier

23

2003.5.22

Swiss Federal Banking Commission

MOU Regarding Securities and Futures Regulatory Cooperation

by courier

24

2003.12.9

Indonesian Capital Market Supervisory Agency (BAPEPAM)

MOU In Relation to Mutual Assistance and Exchange of Information

Jakarta

25

2004.2.20

New Zealand Securities Commission

MOU Regarding Securities and Futures Regulatory Cooperation

Wellington

26

2004.10.14

Indonesian Commodity Futures Trading Regulatory Agency (CoFTRA)

MOU Regarding Futures Regulatory Cooperation

Beijing

27

2004.10.26

Portugal Securities Market Commission (CMVM)

MOU Regarding Securities and Futures Regulatory Cooperation

Montreal

28

2005.6.14

Nigeria Securities and Exchange Commission

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

29

2005.6.27

State Securities Commission of Vietnam

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

30

2006.9.15

Securities & Exchange Board of India

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

31

2006.9.20

Comisión Nacional de Valores of Argentina (CNV)

MOU Regarding Securities and Futures Regulatory Cooperation

Shanghai

32

2006.9.20

Jordan Securities Commission

MOU Regarding Securities and Futures Regulatory Cooperation

Shanghai

33

2006.9.26

the Financial Supervisory Authority of Norway (Kredittilsynet)

MOU Regarding Securities and Futures Regulatory Cooperation

Oslo

34

2006.11.10

Capital Markets Board of Turkey （SPK）

MOU Regarding Securities and Futures Regulatory Cooperation

Istanbul

35

2006.11.21

Forward Markets Commission of India

MOU Regarding Commodity Futures Regulatory Cooperation

New Delhi

36

2006.12.6

Emirate Securities and Commodities Authority

MOU Regarding Securities and Futures Regulatory Cooperation

by courier

37

2007.4.12

Securities Exchange Commission，Thailand

MOU Regarding Securities and Futures Regulatory Cooperation

Bombay

38

2008.1.15

Finaniial Market Authority liechtenstein

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

39

2008.1.24

Financial Regulatory Commission of Mongolia

MOU Regarding Securities Regulatory Cooperation

Beijing

40

2008.8.8

Federal Financial Markets Service of Russia

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

41

2008.9.27

Dubai Financial Services Authority

MOU Regarding Securities and Futures Regulatory Cooperation

Dubai

42

2008.10.23

Irish Financial Services Regulatory Authority

MOU Regarding Securities and Futures Regulatory Cooperation

Beijing

43

2008.10.30

Austrian Financial Market Authority

MOU Regarding Securities and Futures Regulatory Cooperation

by courier

44

2009.10.6

Spanish National Securities Market Commission

MOU Regarding Securities and Futures Regulatory Cooperation

Basel

45

2009.11.16

Financial Supervisory Commission of Chinese Taipei

MOU Regarding Cross-Strait Regulatory Cooperation on Securities and Futures

by courier

46

2010.1.26

Malta Financial Services Authority

MOU Regarding Cross-Strait Regulatory Cooperation on Securities and Futures

Valletta

47

2010.5.5

Kuwait Stock Exchange Committee

MOU Regarding Cross-Strait Regulatory Cooperation on Securities and Futures

Kuwait City