简体版
Guizhou Branch
Guizhou
22-11-2008

Introduction

The Guizhou Regulatory Bureau of the China Securities Regulatory Commission (CSRC) (shortened to the Guizhou Bureau) takes major responsibilities as follows: (1) upon the CSRC’s authorization, to regulate activities, in connection with securities and futures, of listed companies, securities and futures companies, securities and futures investment advisers, as well as such intermediaries as law firms, accounting firms and asset appraisal institutions, within its jurisdiction; (2) to punish violations of laws and regulations within its jurisdiction.

 

Organizational Structure

The General Office (The Party Affairs Office), the Division of Listed Companies Supervision, the Division of Intermediary Supervision and the Division of Enforcement are established under the Guizhou Regulatory Bureau.

 

The General Office (The Party Affairs Office)

It shall be responsible for secretarial duties, administration and logistics, personnel and education, financial and equipment management and discipline inspection and supervision.

 

The Division of Listed Companies Supervision

According to regulations, it should supervise over listed companies within its jurisdiction, the to-be-listed companies, as well as auditing and evaluation in connection with securities and futures.

 

The Division of Intermediary Supervision

According to regulations, it should regulate activities of securities and futures companies, securities and futures investment consulting institutions and securities investment fund management institutions, within its jurisdiction, as well as information security and management in connection with the above three regulations..

 

The Division of Enforcement

According to regulations, it should investigate the violation of laws and regulations in connection with securities and futures within its jurisdiction, assist in investigating cases or relevant issues and fulfill some tasks concerning laws or letter visits.

 

Contact Us

Complaint Center: 0851-6904175, 6904281

Fax: 0851-6904031

Email: csrcgy@csrc.gov.cn

Address: 5/F, Yinhai Building, 18 North Zhonghua Road, Guiyang, Guizhou

Zip Code: 550001

 

Chinese version of the official link:

http://www.csrc.gov.cn/pub/guizhou/



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