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(Up to October 31, 2007)
I. General
l Responsibility
(1) Provisional Measures of Securities Supervision Commissioner Offices under the CSRC (February 28, 1998, Zheng Jian [1998] No.6)
(2) Notice on Authorizing Stock Exchange to Investigate and Handle the Financial Reports of the Listed Companies Facing Delisting Situation Which are Issued with Unqualified Audit Opinion (May 23, 2002, Zheng Jian Gong Si Zi [2002] No.11)
(3) Decision on Granting Responsibilities to Securities Association of China (October 31, 2002, Zheng Jian Fa [2002] No.82)
(4) Notice on Printing Responsibilities of Dispatched Offices for Supervisory Works (December 5, 2003, Zheng Jian Fa [2003] No.86)
(5) Notice on Transmitting the Circular on Clarifying the Responsibilities and Work Division for Identifying, Investigating and Suppressing Illegal Fund Raising Organizations (April 22, 2005, Zheng Jian Ban Fa [2005] No.15)
(6) Guidance for Work Division and Collaboration for Supervision Responsibilities of Securities Investment Funds (July 1, 2005, Zheng Jian Ji Jin Zi [2005] No.113)
(7) Notice on Printing Schemes for Work Division for Enhancing the Supervision on Self-operation, Asset Management Business Account and Investment Activities of Securities Companies (November 3, 2005, Zheng Jian Ban Fa [2005] No.76)
(8) Opinions on Issues Concerning the Performance of Responsibilities for Securities Company Supervision Stipulated in Securities Law (January 18, 2006, Zheng Jian Ji Gou Zi [2006] No.7)
l Legislation
(9) Provisional Regulations on Securities and Futures Regulation Formulation Procedures (May 15, 2003, Zheng Jian Fa [2003] No.28)
l Permission
(10) Provisional Regulations on Implementation Procedures of Administrative Permission by the CSRC (July 1, 2004, Zheng Jian Fa [2004] No.62)
(11) Notice on Implementation of Dispatching Items for Administrative Permission to the Dispatched Offices (July 15, 2004, Zheng Jian Fa Lv [2004] No.8)
l Inspection and Talks
(12) Inspection System of Securities Investment Consultation Institute (July 21, 1999, Zheng Jian Ji Gou Zi [1999] No.65)
(13) Measures on Inspection of Securities Companies (December 12, 2000, Zheng Jian Ji Gou Zi [2000] No.281)
(14) Measures on Implementation of Talking and Reminding System for Senior Managers of Securities Companies (January 10, 2001, Zheng Jian Fa [2001] No.6)
(15) Measures on Inspection of Listed Companies (March 19, 2001, Zheng Jian Fa [2001] No.46)
(16) Measures on Implementation of Talking System for Board Chairmen of Listed Companies (March 19, 2001, Zheng Jian fa [2001] No.47)
l Investigation and punishment
(17) Notice on Promoting the Reward for Reporting the Illegal Securities and Futures Trading and Fraud in Securities and Futures Issues (June 24, 2001, Zheng Jian Fa [2001] No.91)
(18) Guidance on Facilitating the Application to the People’s Court for Freezing Capital Account and Securities Account (September 27, 2005, Zheng Jian Fa Lv Zi [2005] No.8)
(19) Measures on Implementation of Freezing and Confiscation by the CSRC (December 30, 2005, Decree No.28 of CSRC)
(20) Notice on Inquiring and Freezing the Accounts of Parties to Securities Trading and Units and Individuals Involved in Investigated Events in the Financial Institute (December 30, 2005 by the CSRC and the People’s Bank of China, Zheng Jian Fa [2005] No.132)
(21) Notice on Enhancing the Law Enforcement Collaboration in Striking on Securities and Futures Crimes (March 2, 2006, Zheng Jian Fa [2006] No.17)
(22) Regulations on Banning the Entry into Securities Market (June 7, 2006, Decree No.33 of CSRC)
(23) Notice on Issues Concerning the Inquiry of the Accounts and Deposits of the Audited Unit in the Financial Institute by Auditing Authority (November 22, 2006 by National Audit Office of the People’s Republic of China, the People’s Bank of China, the CBRC and the CSRC, Shen Fa Fa [2006] No.67)
(24) Hearing Rules for Administrative Punishment by the CSRC (April 18, 2007, Zheng Jian Fa Lv Zi [2007] No.8)
(25) Implementation Measures of the CSRC for Limiting Securities Trading (May 18, 2007, Decree No.45 of CSRC)
l Reconsideration and arbitration
(26) Measures for Administrative Reconsideration of the CSRC (November 25, 2002, Decree No.13 of CSRC)
(27) Notice on Facilitating Securities and Futures Contract Dispute Arbitration (January 18, 2004 by Legislative Affairs Office of State Council and the CSRC, Guo Fa [2004] No.5)
l Open governmental affairs and letter-or-visit matters
(28) Provisional Measures on Press Release of the CSRC (April 12, 2005, Zheng Jian Fa [2005] No.28)
(29) Provisional Working Rules of the CSRC on Letter-or-visit Matters (July 14, 2005, Zheng Jian Fa [2005] No.70)
l Others
(30) Administrative Measures on Representative Offices of Foreign Securities Institutes Established in China (April 21, 1999, Zheng Jian Ji Gou Zi [1999] No.26)
(31) Notice on Submitting the Annual Work Report of Representative Offices of Foreign Securities Institutes Established in China (December 28, 1999, Zheng Jian Ji Gou Zi [1999] No.160)
(32) Provisional Measures on Securities and Futures Network, Information Security and Information Communication (February 1, 2005, Zheng Jian Xin Xi Zi [2005] No.1)
(33) Provisional Measures on Administration of Information Security Protection of Securities and Futures Industry (April 8, 2005, Zheng Jian Xin Xi Zi [2005] No.5)
(34) Provisional Measures on Administration of Growth Enterprises and Investment Enterprises (November 15, 2005 by National Development and Reform Commission, The Ministry of Science and Technology, Ministry of Finance, Ministry of Commerce, the People’s Bank of China, State Administration of Taxation, State Administration of Industry & Commerce, the CRRC, the CSRC, The State Administration of Foreign Exchange, Decree No.39 of NDRC)
(35) Administrative Measures on Representative Offices of Overseas Stock Exchanges Established in China (May 20, 2007, Decree No.44 of CSRC)
(36) Administrative Measures on Identification of client identity and maintenance of client identity information and trading record by financial institute (June 21, 2007 by the People’s Bank of China, the CBRC, the CSRC, the CIRC, Decree [2007] No.2 of the People’s Bank of China)
II. Issue
l Initial public offering
(1) Supplementary Regulations on Placing Shares to Employees by Stock Limited Company for Public Offering (February 1, 1994 by System Reform Committee and Securities Committee, Ti Gai Sheng [1994] No.15)
(2) Notice on the Confirmation of the Relevant Issues for Listing and Custody of the Enterprises with Problems Left Over by History (July 28, 1997, Zheng Jian Jiao Zi [1997] No.14)
(3) Notice on Terminating the Issuance of Employee Stocks (November 25, 1998, Zheng Jian Fa Zi [1998] No.297)
(4) Notice on Transmitting the Circular on Banning the Unauthorized Public Offering Activities in Stock Exchange by Xi’an Securities Regulatory Office (October 13, 1999, Zheng Jian Ban Fa [1999] No.50)
(5) Notice on Issues Concerning the Online Disclosure of Prospectus of Companies for Initial Public Offering (January 20, 2001, Zheng Jian Fa Xing Zi [2001] No.13)
(6) Administrative Measures on Initial Public Offering and Listing (May 17, 2006, Decree No. 32 of CSRC)
l Re-financing
(7) Provisional Operation Guides for Public Offering of Listed Companies (April 30, 2000, Zheng Jian Gong Si Zi [2000] No.45)
(8) Notice on Issues Concerning the Shortening of the Time from the End of New Share Issue to Listing (November 21, 2001, Zheng Jian Fa [2001] No.144)
(9) Administrative Measures on Securities Issuance by Listed Companies (May 6, 2006, Decree No.30 of CSRC)
(10) Implementation Rules for Non-public Issuance of Stocks by Listed Companies (September 17, 2007, Zheng Jian Fa Xing Zi [2007] No.302)
l Tutorship
(11) Notice on Issues Concerning Tutoring Policy for Share Issue and Listing (September 10, 2001, Zheng Jian Fa [2001] No.111)
(12) Measures on Tutoring Works for Initial Public Offering (October 16, 2001, Zheng Jian Fa [2001] No.125)
l Sponsor
(13) Guidance Opinion on the Issues Concerning the Securities Company Engaging in Share Issue and Underwriting Business (March 17, 2001, Zheng Jian Fa [2001] No.48)
(14) Provisional Measures on Securities Issue and Listing Sponsor System (December 28, 2003, Decree No.18 of CSRC)
(15) Notice on Issues Concerning the Implementation of Provisional Measures on Securities Issue and Listing Sponsor System (January 2, 2004, Zheng Jian Fa [2004] No.1)
(16) Notice on Further Facilitating the Implementation of Provisional Measures on Securities Issue and Listing Sponsor System (December 31, 2004, Zheng Jian Fa Xing Zi [2004] No.167)
(17) Work Standards for Due Diligence of Sponsor (May 29, 2006, Zheng Jian Fa Xing Zi [2006] No.15)
l Public Offering Review Committee
(18) Notice on Enhancing the Afterwards Supervision on the Companies Planning to Issue Shares through PORC (February 3, 2002, Zheng Jian Fa Xing Zi [2002] No.15)
(19) Guidance Opinion for the Review Works of CSRC PORC (January 20, 2004, Zheng Jian Fa [2004] No.9)
(20) Measures of CSRC PORC (May 9, 2006, Decree No.31 of CSRC)
(21) Rules for the Works of CSRC PORC (May 18, 2006, Decree No.51 of CSRC)
l Issue and underwriting
(22) Opinion on Pilot Operation of Over-allotment Option (September 3, 2001, Zheng Jian Fa [2001] No.112)
(23) Opinion on the Issues Concerning the Participation of Securities Company in the Securities Underwritten by the Subscription Affiliated Party (August 14, 2006, Zheng Jian Ji Gou Zi [2006] No.192)
(24) Administrative Measures on Issue and Underwriting of Securities (September 17, 2006, Decree No.37 of CSRC)
l Securities issue by securities companies
(25) Contents and Issue Procedures for Supervision Opinion on the Public Offering of Securities Companies (March 2, 2001, Zheng Jian Fa [2001] No.33)
(26) Provisional Measures on Bonds of Securities Companies (August 29, 2003, Decree No.15 of CSRC, Decision on Revising Provisional Measures on Bonds of Securities Companies on October 18, 2004, Revision of Decree No.25 of CSRC)
(27) Standards for Information Disclosure of Securities Companies for Targeted Bonds Issuance (August 29, 2003, Zheng Jian Fa Xing Zi [2003] No.106)
(28) Standards for Credit Rating Institute to Issue Credit Rating Report for Bonds of Securities Companies (August 29, 2003, Zheng Jian Fa Xing Zi [2003] No.106)
l Bonds issuance by overseas institute
(29) Provisional Administrative Measures on the Issue of RMB Bonds by International Development Institute (February 18, 2005 by the People’s Bank of China, Ministry of Finance, National Development and Reform Commission and the CSRC, Announcement [2005] No.5 of the People’s Bank of China)
l Corporate bonds
(30) Measures on Pilot Operation of Corporate Bonds Issuance (August 14, 2007, Decree No.49 of CSRC)
(31) Notice on Issues Concerning the Implementation of Measures on Pilot Operation of Corporate Bonds Issuance (August 14, 2007, Zheng Jian Fa [2007] No.112)
III. Listed company
l Information disclosure and financial accounting
(1) Notice on Issues Concerning the Employment and Replacement of CPA Firm (Audit Firm) by Listed Company (July 29, 1996, Zheng Jian Kuai Zi [1996] No.1)
(2) Notice on Issues Concerning the Preparation of Listed Companies for Asset Value Impairment (December 2, 1999, Zheng Jian Gong Si Zi [1999] No.138)
(3) Guidance for the Special Report on the Use of the Previously Raised Funds (April 10, 2001, Zheng Jian Gong Si Zi [2001] No.42)
(4) Notice on Further Improving the Quality of Financial Information Disclosure of Listed Companies (January 6, 2004, Zheng Jian Kuai Ji Zi [2004] No.1)
(5) Work Guidance for Relation between Listed Companies and Investors (July 11, 2005, Zheng Jian Gong Si Zi [2005] No.52)
(6) Administrative Measures on Information Disclosure of Listed Companies (January 30, 2007, Decree No.40 of CSRC)
(7) Notice on Issues Concerning the Investigation and Information Disclosure of Listed Companies (August 13, 2007, Zheng Jian Fa [2007] No.11)
(8) Notice on Standardizing the Information Disclosure of Listed Companies and the Activities of Related Parties (August 15, 2007, Zheng Jian Gong Si Zi [2007] No.128)
l Acquisition and restructuring
(9) Notice on Issues Concerning the Transfer of Nontradable Shares of Listed Companies by Means of Company Requisition (August 17, 2001, Zheng Jian Gong Si Zi [2001] No.88)
(10) Notice on Enhancing the Standardization Administration on the Activities for Agreement Transfer of Nontradable Shares of Listed Companies (September 30, 2001, Zheng Jian Fa [2001] No.119)
(11) Certain Opinions on Issues Concerning Listed Companies Involved in Foreign Investment (October 8, 2001 by Ministry of Foreign Trade and Economic Cooperation and the CSRC, Wai Jing Mao Zi Fa [2001] No.538)
(12) Notice on Issues Concerning the Major Asset Purchase, Sales and Replacement of Listed Companies (December 10, 2001, Zheng Jian Gong Si Zi [2001] No.105)
(13) Provisional Administrative Measures on Repurchase of Stocks from the Public by Listed Companies (June 16, 2005, Zheng Jian Fa [2005] No.51)
(14) Notice on Issue Concerning the Increase of Public Share Holding by Controlling Shareholders of Listed Companies After Equity Separation Reform (June 16, 2005, Zheng Jian Fa [2005] No.52)
(15) Administrative Measures on the Strategic Investment in Listed Companies by Foreign Investors (December 31, 2005 by Ministry of Commerce, CSRC, State Administration of Taxation, State Administration of Industry & Commerce, State Administration of Foreign Exchange, Decree No.28 of Ministry of Commerce in 2005)
(16) Administrative Measures on Acquisition of Listed Companies (July 31, 2006, Decree No.35 of CSRC)
(17) Regulations on Acquisition of Domestic Enterprises by Foreign Investors (August 8, 2006 by Ministry of Commerce, State Owned Assets Supervision and Administration Commission, State Administration of Taxation, State Administration of Industry & Commerce, the CSRC, State Administration of Foreign Exchange, Decree No.10 of Ministry of Commerce in 2006)
(18) Decision on Establishing Listed Company Acquisition and Restructuring Review Committee in PORC (July 17, 2007, Zheng Jian Fa [2007] No.93)
(19) Work Procedures for CSRC Listed Company Acquisition and Restructuring Review Committee (July 17, 2007, Zheng Jian Fa [2007] No.94)
l Transfer of state-owned shares
(20) Notice on Issues Concerning the Transfer of State-owned Shares and Legal Person Shares of Listed Companies to Foreign Investors (November 1, 2002 by the CSRC, Ministry of Finance, State Economic & Trade Commission, Zheng Jian Fa [2002] No.83)
(21) Announcement on Work Division for the Transfer of State-owned Shares and Legal Person Shares of Listed Companies to Foreign Investors (August 5, 2003 by Ministry of Commerce, Ministry of Finance, State Owned Assets Supervision and Administration Commission and the CSRC, Announcement No.25 of Ministry of Commerce in 2003)
(22) Provisional Measures on Transfer of Shares of Listed Companies by State-owned Shareholders (June 30, 2007 by State Owned Assets Supervision and Administration Commission and the CSRC, Decree No.19 of State Owned Assets Supervision and Administration Commission)
(23) Provisional Administrative Regulations on Marking of State-owned Shareholders of Listed Companies (June 30, 2007 by State Owned Assets Supervision and Administration Commission and the CSRC, Guo Zi Fa Chan Quan [2007] No.108)
l Corporate governance
(24) Notice on Banning General Managers and Senior Managers of Listed Companies from Taking Part-time Job in Units of Controlling Shareholders (May 6, 1999, Zheng Jian Gong Si Zi [1999] No.22)
(25) Guidance Opinion on Establishing Independent Director System in Listed Companies (August 16, 2001, Zheng Jian Fa [2001] No.102)
(26) Standards for Governance of Listed Companies (January 7, 2002 by the CSRC and State Economic & Trade Commission, Zheng Jian Fa [2002] No.1)
(27) Certain Regulations on Enhancing the Protection of Interests of Public Share Holders (December 7, 2004, Zheng Jian Fa [2004] No.118)
(28) Provisional Standards on Technical Management of Online Voting System for Shareholders’ Meeting of Listed Companies (December 20, 2004, Zheng Jian Xin Xi Zi [2004] No.5)
(29) Notice on Issuing Work Guidance for Training of Senior Managers of Listed Companies and Relevant Implementation Rules (December 22, 2005, Zheng Jian Gong Si Zi [2005] No.147)
(30) Provisional Administrative Measures on Equity Incentive of Listed Companies (December 31, 2005, Zheng Jian Gong Si Zi [2005] No.151)
(31) Rules for Shareholders’ Meeting of Listed Companies (March 16, 2006, Zheng Jian Fa [2006] No.21)
(32) Guidance for Articles of Association of Listed Companies (Revision 2006) (March 16, 2006, Zheng Jian Gong Si Zi [2006] No.36)
(33) Administrative Rules for the Shareholding by Directors, Supervisors and Senior Managers of Listed Companies and the Change of Shareholding (April 5, 2007, Zheng Jian Gong Si Zi [2007] No.56)
l Listing and delisting
(34) Notice on Issues Concerning Facilitating the Recovery of Normal Trading of Listed Companies Subject to Special Treatment (March 9, 1999, Zheng Jian Gong Si Zi [1999] No.19)
(35) Notice on Arranging the Listing of Conversion and Allotment Shares of the Listed Companies by Stages and By Batches (March 13, 2000, Zheng Jian Gong Si Zi [2000] No.19)
(36) Implementation Measures for Suspending or Terminating the Listing of Listed Companies Suffering Loss (Revision) (November 30, 2001, Zheng Jian Fa [2001] No.147)
(37) Supplementary Regulations on the Implementing the Implementation Measures for Suspending or Terminating the Listing of Listed Companies Suffering Loss (Revision) (March 18, 2003, Zheng Jian Gong Si Zi [2003] No.6)
(38) Guidance Opinion on Facilitating the Follow-up Works After Terminating the Listing of Stock Limited Companies (February 5, 2004, Zheng Jian Gong Si Zi [2004] No.6)
l Affiliated transaction, capital transfer and guarantee
(39) Notice on Issues Concerning the Standardization of Activities of Listed Companies (July 24, 1996, Zheng Jian Shang Zi [1996] No.7)
(40) Notice on Issues Concerning Guarantee Provided by Listed Companies for Other Parties (June 6, 2000, Zheng Jian Gong Si Zi [2000] No.61)
(41) Notice on Issues Concerning the Standardization of Capital Transfer between Listed Companies and Affiliated Party and External Guarantee Provided by Listed Companies (August 28, 2003 by the CSRC and State Owned Assets Supervision and Administration Commission, Zheng Jian Fa [2003] No.56)
(42) Notice on Standardizing the External Guarantee Activities of Listed Companies (November 14, 2005 by the CSRC and CBRC, Zheng Jian Fa [2005] No.120)
(43) Notice on Further Enhancing the Works for Settling Outstanding Debts (May 26, 2006, Zheng Jian Gong Si Zi [2006] No.92)
(44) Notice on Further Handling the Issues Concerning the Occupation of Capitals of Listed Companies by Substantial Shareholders (November 7, 2006 by the CSRC, Ministry of Public Security, the People’s Bank of China, State Owned Assets Supervision and Administration Commission, State Administration of Customs, State Administration of Taxation, State Administration of Industry & Commerce, and the CBRC, Zheng Jian Fa [2006] No.128)
(45) Notice on Further Standardizing the Use of Capital Raised by Listed Companies (February 28, 2007, Zheng Jian Gong Si Zi [2007] No.25)
l Share separation reform
(46) Opinion on Pilot Operation of Share Separation Reform (May 30, 2005 by the CSRC and State Owned Assets Supervision and Administration Commission, Zheng Jian Fa [2005] No.41)
(47) Notice on Further Facilitating the Share Separation Reform (June 9, 2005, Zheng Jian Fa [2005] No.46)
(48) Guidance Opinion on Share Separation Reform of Listed Companies (August 23, 2005 by the CSRC, State Owned Assets Supervision and Administration Commission, Ministry of Finance, the People’s Bank of China, and Ministry of Commerce, Zheng Jian Fa [2005] No.80)
(49) Administrative Measures on Share Separation Reform of Listed Companies (September 4, 2005, Zheng Jian Fa [2005] No.86)
(50) Notice on Issues Concerning the Foreign Capital Management in the Share Separation Reform of Listed Companies (October 26, 2005 by Ministry of Commerce and the CSRC, Shang Zi Fa [2005] No.565)
(51) Notice on Issues Concerning the Transfer of the Originally Nontradable Shares of Listed Companies after the Share Separation Reform (August 2, 2006, Zheng Jian Fa [2006] No.87)
(52) Notice on Issues Concerning the Interval for the Restart of Share Reform Procedures Where the Reform Scheme Failed to Pass in the Shareholders’ Meeting (September 26, 2006, Zheng Jian Fa [2006] No.112)
IV. Foreign-capital share
l Overseas listing
(1) Notice on Approving and Transmitting the Report on Problems Existing in the Overseas Public Offering and Listing of Domestic Enterprises of the CSRC (April 9, 1993 by State Council Securities Committee, Zheng Wei Fa [1993] No.18)
(2) Notice on Issues Concerning the Foreign Exchange Administration of Overseas Listed Companies (January 13, 1994 by the CSRC and State Administration of Foreign Exchange, Zheng Jian Fa [1994] No.8)
(3) Notice on Implementing the Necessary Provisions in Articles of Association of Overseas Listed Company (August 27, 1994 by State Council Securities Committee and System Reform Committee, Zheng Wei Fa [1994] No.21)
(4) Notice on Issues Concerning the Holding of Shareholders’ Meeting and Revision of Articles of Association in 1995 by Overseas Listed Companies (March 29, 1995 by State Council Securities Committee and System Reform Committee, Zheng Wei Fa [1995] No.5)
(5) Notice on Issues Concerning the Implementation of Circular on Further Enhancing Administration on Overseas Public Offering and Listing of the State Council (February 22, 1998, Zheng Jian [1998] No.5)
(6) Certain Opinions on Further Facilitating the Information Disclosure by Overseas Listed Companies (March 26, 1999, Zheng Jian Fa [1999] No.18)
(7) Opinion on Further Enhancing the Standardized Operation and Reform of the Overseas Listed Companies (March 29, 1999 by State Economic & Trade Committee and the CSRC, Guo Jing Mao Qi Gai [1999] No.230)
(8) Work Guidance for Secretary to Board of Directors of Overseas Listed Companies (April 8, 1999, Zheng Jian Fa Xing zi [1999] No.39)
(9) Notice on Issues Concerning the Application for Overseas Listing by Enterprises (July 14, 1999, Zheng Jian Fa Xing Zi [1999] No.83)
(10) Notice on Issues Concerning Further Improving the Foreign Exchange Administration on Overseas Listed Companies (August 5, 2002 by State Administration of Foreign Exchange and the CSRC, Hui Fa [2002] No.77)
(11) Notice on Issues Concerning the Standardization of Overseas Listing of the Enterprises Affiliated with the Domestically Listed Companies (July 21, 2004, Zheng Jian Fa [2004] No.67)
(12) Notice on Issues Concerning Centralized Registration and Depository of Non-overseas Listed Shares of the Overseas Listed Companies (March 28, 2007, Zheng Jian Guo He Zi [2007] No.10)
l B-shares
(13) Letter on Confirming the Profit Distribution Standard Upon Dividend Distribution of Enterprises Issuing B-shares (January 6, 1994, Zheng Jian Han Zi [1994] No.1)
(14) Implementation Rules for Regulations on Domestically Listed Foreign Capital Shares of Stock Limited Companies (May 3, 1996 by State Council Securities Committee, Zheng Wei Fa [1996] No.9)
(15) Notice on Issues Concerning Audit of Interim Financial Report of B-share Listed Companies (July 17, 1998, Zheng Jian Guo Zi [1998] No.16)
(16) Standard Formats of the Documents of the Companies to Apply for the Issue of Domestically Listed Foreign Capital Shares (B-shares) (March 25, 1999, Zheng Jian Fa [1999] No.17)
(17) Notice on Issues Concerning Issuance of B-shares by Enterprises (May 19, 1999, Zheng Jian Fa Xing Zi [1999] No.17)
(18) Notice on the Issues Concerning the Listing and Circulation of the Non-listed Foreign-capital Shares of the Domestically Listed Foreign Capital Shares (B-shares) Companies (September 1, 2000, Zheng Jian Gong Si Zi [2000] No.140)
(19) Notice on Issues Concerning Investment in Domestically Listed Foreign Capital Shares by Domestic Residents (February 21, 2001, Zheng Jian Fa [2001] No.22)
(20) Handling Procedures for the Listing and Circulation of the Non-listed Foreign-capital Shares of the Domestically Listed Foreign Capital Shares (B-shares) Companies (February 21, 2001, Zheng Jian Fa [2001] No.24)
V. Information disclosure standard
l Standards on the Content and Format of Information Disclosure by Companies Issuing Securities to the Public
(1) No.2: Content and Format of Annual Report (Revision 2005) (December 15, 2005, Zheng Jian Gong Si Zi [2005] No.141)
(2) No.10: Application Documents of Listed Companies for Public Offering (May 8, 2006, Zheng Jian Fa Xing Zi [2006] No.1)
(3) No.11: Prospectus of Listed Companies for Public Offering (May 8, 2006, Zheng Jian Fa Xing Zi [2006] No.2)
(4) No.1: Prospectus (May 18, 2006, Zheng Jian Fa Xing Zi [2006] No.5)
(5) No.9: Application Documents for Initial Public Offering and Listing (May 18, 2006, Zheng Jian Fa Xing Zi [2006] No.6)
(6) No.15: Equity Change Report (August 4, 2006, Zheng Jian Gong Si Zi [2006] No.156)
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