www.csrc.gov.cn

Foreign-shared Securities Companies Catalogue

         (By the End of April 2008


No.

Company Name


             Establishment Time

Shareholder/Sponsor

1

China International Capital Corporation Limited

Apr. 1995

China Jianyin Investment Limited

Morgan Stanley International Incorporated

China National Investment & Guaranty Co., Ltd.

The Government of Singapore Investment Corporation Pte. Ltd.

Mingly Corporation

2

BOC International (China) Limited

Jan. 2002

BOC International Holdings Limited

China National Petroleum Corporation

State Development & Investment Corp.

China General Technology (Group) Holding, Limited

Yuxi Hongta Tobacco (Group) Co., Ltd.

Shanghai State-owned Assets Operation Co., Ltd.

3

Everbright Securities Co., Ltd.

Apr. 1996

China Everbright Group

China Everbright Limited

Xiamen Xinshiji Import & Export Trade Co., Ltd.

Dongguan Luen Jin Industrial Investment Company Limited

Nanjing Yin Din Investment Development Company Limited

4

China Euro Securities Limited

Dec. 2002

CLSA

Xiangcai Securities Co., Ltd.

5

Daiwa SMBC-SSC Securities Co., Ltd.

Jun. 2004

Daiwa Securities SMBC Co., Ltd.

Shanghai Securities Co., Ltd.

6

Goldman Sachs Gao Hua Securities Co.

Jun. 2004

Goldman Sachs Group. Inc.

Beijing Gao Hua Securities Co.

7

UBS Securities Co., Ltd.

Dec. 2006

Beijing Guoxiang Asset Management Co.

UBS AG

China Jianyin Investment Limited

State Development &

Investment Corp.

COFCO Limited

International Finance Corporation


Note: upon approval by the CSRC, BNP Paribas, the foreign investor of Changjiang BNP Paribas Peregrine Securities Co. (Changjiang BNP), transferred its 33% equity of Changjiang BNP to Changjiang Securities Co., Ltd. (Changjiang Securities) on
December 8, 2006. Changjiang BNP has become the wholly-owned subsidiary of Changjiang Securities.

Source: Dept. of International Cooperation


©2003 China Securities Regulatory Commission
All rights reserved
Focus Place 19,Jin Rong Street,West District Beijing
100032